Form4insider filings, from the source

Daily feed · SEC Form 4 filings

All insider purchases — Nov 15, 2017

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

106 filings · trading day Nov 15, 2017Download CSVQuotes for these symbols ↗
TradeReported (ET)CompanyInsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Nov 10, 2017 PForm 4 →Nov 14, 8:01 pm ESTOM Asset Management plcOMAMHNA Capital (U.S.) Holding LLC +510% Owner15,960,553$15.75$251,378,71027,375,229+140% plan?
Oct 16, 2017 PForm 4 →Nov 15, 1:39 pm ESTTerraForm Power, Inc.TERPSUNEDISON, INC. +110% Owner6,507,421$11.46$74,546,10654,709,731+13.5% plan? late
Nov 10, 2017 PForm 4 →Nov 14, 6:13 pm ESTSPRINT CorpSSOFTBANK GROUP CORP +210% Owner3,203,661$6.12$19,600,6133,328,726,657+0.10% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:31 pm ESTApellis Pharmaceuticals, Inc.APLSCormorant Asset Management, LLC +310% Owner1,071,428$14.00$14,999,9923,473,925+44.6% plan?
Nov 10, 2017 PForm 4 →Nov 14, 7:32 pm ESTLEXICON PHARMACEUTICALS, INC.LXRXInvus Public Equities, L.P. +9Director, 10% Owner575,946$9.64$5,554,1661,369,273+72.6% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:25 pm ESTDENTSPLY SIRONA Inc.XRAYMark ThiererInterim Chief Exec Officer77,000$66.04$5,084,741119,270+182% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:28 pm ESTDENTSPLY SIRONA Inc.XRAYNicholas W AlexosEVP, CFO50,000$65.85$3,292,50050,000— plan?
Nov 10, 2017 PForm 4 →Nov 14, 6:52 pm ESTDrive Shack Inc.DSWesley R EdensDirector561,317$4.09$2,298,3663,622,186+18.3% plan?
Nov 10, 2017 PForm 4 →Nov 14, 4:14 pm ESTPROSPECT CAPITAL CORPPSECJohn F BarryCHIEF EXECUTIVE OFFICER, Director292,991$5.71$1,672,533151,194— plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:14 pm ESTAPPLIED OPTOELECTRONICS, INC.AAOIAlan D MooreDirector22,400$44.60$999,047246,178+10.0% plan?
Nov 13, 2017 PForm 4 →Nov 15, 10:50 am ESTCapitala Finance Corp.CPTAJoseph B Alala IIISee Remarks, Director89,000$7.77$691,362454,433+24.4% plan?
Nov 13, 2017 PForm 4 →Nov 15, 3:41 pm ESTSequential Brands Group, Inc.SQBGWilliam SweedlerDirector, 10% Owner335,238$1.54$516,267739,790+82.9% plan?
Nov 14, 2017 PForm 4 →Nov 14, 4:58 pm ESTTallgrass Energy Partners, LPTEPDavid G Dehaemers Jr.President and CEO, Director10,000$43.53$435,300478,601+2.13% plan?
Nov 13, 2017 PForm 4 →Nov 15, 3:00 pm ESTAccelerate Diagnostics, IncAXDXJack W SchulerDirector, 10% Owner20,000$18.98$379,6001,464,823+1.38% plan?
Nov 10, 2017 PForm 4 →Nov 14, 4:11 pm ESTPROSPECT CAPITAL CORPPSECM Grier EliasekCHIEF OPERATING OFFICER, Director65,000$5.65$367,250872,196+8.05% plan?
Nov 14, 2017 PForm 4 →Nov 15, 10:05 am ESTBlackRock Capital Investment CorpBKCCMark S LiesDirector50,000$6.72$336,105155,000+47.6% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:09 pm ESTMaiden Holdings, Ltd.MHLDRaymond Michael NeffDirector46,500$6.40$297,600196,500+31.0% plan?
Nov 7, 2017 PForm 4 →Nov 14, 5:09 pm ESTCENTURY BANCORP INCCNBKAJames J Filler10% Owner3,471$83.72$290,605590,626+0.59% plan? late
Oct 11, 2017 PForm 4 →Nov 14, 4:41 pm ESTAMBASE CORPABCPISZO CAPITAL MANAGEMENT LP10% Owner833,166$0.2841$236,6848,675,951+10.6% plan? late
Nov 13, 2017 PForm 4 →Nov 14, 4:51 pm ESTParty City Holdco Inc.PRTYJames M HarrisonChief Executive Officer, Director20,000$11.27$225,400319,000+6.69% plan?
Nov 10, 2017 PForm 4 →Nov 14, 4:12 pm ESTPROSPECT CAPITAL CORPPSECBrian H OswaldCFO, CCO, TREASURY & SECRETARY35,000$5.75$201,245575,000+6.48% plan?
Nov 14, 2017 PForm 4 →Nov 15, 7:30 am ESTMallinckrodt plcMNKHugh M. O'NeillExec. VP & Pres, ARD9,000$21.80$196,20040,297+28.8% plan?
Nov 13, 2017 PForm 4 →Nov 14, 9:57 pm ESTSELECTA BIOSCIENCES INCSELBWerner CautreelsPresident and CEO, Director20,000$9.31$186,250321,203+6.64% plan?
Nov 13, 2017 PForm 4 →Nov 14, 6:03 pm ESTINSULET CORPPODDJames C MullenDirector2,500$67.45$168,6335,598+80.7% plan?
Nov 13, 2017 PForm 4 →Nov 15, 11:33 am ESTPUTNAM HIGH INCOME SECURITIES FUNDPCFBulldog Investors, LLC +310% Owner18,600$8.90$165,5691,239,182+1.52% plan?
Nov 13, 2017 PForm 4 →Nov 15, 3:45 pm ESTSequential Brands Group, Inc.SQBGMatthew Eby10% Owner91,200$1.60$145,92095,938+1,925% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:25 pm ESTCHANNELADVISOR CORPECOMJoseph L CowanDirector16,870$8.48$143,06639,673+74.0% plan?
Nov 13, 2017 PForm 4 →Nov 14, 5:15 pm ESTWendy's CoWENScott A. WeisbergChief People Officer10,000$14.29$142,865199,014+5.29% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:31 pm ESTAMBAC FINANCIAL GROUP INCAMBCC James PrieurDirector10,000$14.02$140,20015,000+200% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:15 pm ESTCHINA FUND INCCHNCITY OF LONDON INVESTMENT GROUP PLC +110% Owner5,600$21.58$120,8482,223,812+0.25% plan?
Nov 14, 2017 PForm 4 →Nov 14, 4:04 pm ESTCOMFORT SYSTEMS USA INCFIXFranklin MyersDirector3,000$40.23$120,690208,000+1.46% plan?
Nov 10, 2017 PForm 4 →Nov 14, 5:07 pm ESTGNC HOLDINGS, INC.GNCTim MantelEVP, Chief Merchandising Ofc20,000$5.80$116,000110,175+22.2% plan?
Nov 10, 2017 PForm 4 →Nov 14, 5:53 pm ESTGranite Point Mortgage Trust Inc.GPMTJohn A TaylorPresident and CEO, Director5,800$17.74$102,915138,159+4.38% plan?
Nov 14, 2017 PForm 4 →Nov 15, 1:00 pm ESTINTELLIGENT SYSTEMS CORPINSA Russell Chandler IIIDirector25,000$4.00$100,00025,000— plan?
Nov 13, 2017 PForm 4 →Nov 14, 8:47 pm ESTFARMER BROTHERS COFARMRandy E ClarkDirector3,000$32.00$96,00014,316+26.5% plan?
Nov 10, 2017 PForm 4 →Nov 14, 4:15 pm ESTWright Medical Group N.V.WMGIRichard F WallmanDirector4,000$24.00$95,989100,292+4.15% plan?
Nov 10, 2017 PForm 4 →Nov 14, 4:15 pm ESTHERC HOLDINGS INCHRIJean K HolleyDirector1,400$54.78$76,6923,442+68.6% plan?
Nov 13, 2017 PForm 4 →Nov 15, 10:48 am ESTCapitala Finance Corp.CPTALarry W. CarrollDirector10,000$7.62$76,197110,000+10.0% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:21 pm ESTSUMMIT FINANCIAL GROUP INCSMMFGary L HinkleDirector3,001$25.10$75,340372,227+0.81% plan?
Nov 10, 2017 PForm 4 →Nov 14, 6:27 pm ESTInPoint Commercial Real Estate Income, Inc.no symbolRobert N JenkinsDirector3,000$25.00$75,0003,000— plan?
Nov 14, 2017 PForm 4 →Nov 15, 11:38 am ESTHouston Wire & Cable COHWCCMark A RuelleDirector12,000$6.20$74,40012,000— plan?
Nov 13, 2017 PForm 4 →Nov 15, 3:49 pm ESTMULTI COLOR CorpLABLMichael Julian HenryChief Executive Officer-Elect1,000$71.03$71,0251,000— plan?
Nov 14, 2017 PForm 4 →Nov 15, 9:48 am ESTConsolidated Communications Holdings, Inc.CNSLRobert J CurreyDirector5,000$13.43$67,13071,793+7.49% plan?
Nov 13, 2017 PForm 4 →Nov 14, 6:24 pm ESTVista Outdoor Inc.VSTOTig H KrekelDirector5,000$13.21$66,0509,684+107% plan?
Nov 10, 2017 PForm 4 →Nov 14, 5:03 pm ESTARTS WAY MANUFACTURING CO INCARTWJ Ward McConnell Jr.Director, 10% Owner25,800$2.54$65,5471,641,676+1.60% plan?
Nov 10, 2017 PForm 4 →Nov 14, 8:53 pm ESTFARMER BROTHERS COFARMChristopher P MotternDirector2,000$31.45$62,90016,577+13.7% plan?
Nov 14, 2017 PForm 4 →Nov 15, 7:01 am ESTACELRX PHARMACEUTICALS INCACRXMark G EdwardsDirector30,000$1.90$56,970150,000+25.0% plan?
Nov 10, 2017 PForm 4 →Nov 14, 4:20 pm ESTWalker & Dunlop, Inc.WDAlan J BowersDirector1,071$49.49$53,00430,854+3.60% plan?
Nov 15, 2017 PForm 4 →Nov 15, 10:24 am ESTCURIS INCCRISAli Fattaey Ph.D.President & CEO, Director50,000$1.06$53,000115,890+75.9% plan?
Nov 10, 2017 PForm 4 →Nov 14, 5:48 pm ESTGranite Point Mortgage Trust Inc.GPMTStephen AlpartChief Investment Officer2,882$17.70$51,01150,598+6.04% plan?
Nov 14, 2017 PForm 4 →Nov 14, 9:58 pm ESTSELECTA BIOSCIENCES INCSELBDavid AbrahamGC, CCO & Corporate Secretary5,405$9.25$49,9965,405— plan?
Nov 13, 2017 PForm 4 →Nov 14, 7:51 pm ESTAES CORPAESBernerd Da SantosSr. VP and COO4,700$10.60$49,82096,186+5.14% plan?
Nov 13, 2017 PForm 4 →Nov 14, 8:53 pm ESTSequential Brands Group, Inc.SQBGKaren MurrayChief Executive Officer, Director33,370$1.48$49,38833,370— plan?
Nov 9, 2017 PForm 4 →Nov 14, 4:56 pm ESTNATIONAL SECURITY GROUP INCNSECAndrew J. Abernathey +110% Owner3,600$13.63$49,070289,591+1.26% plan? late
Nov 10, 2017 PForm 4 →Nov 14, 4:19 pm ESTWalker & Dunlop, Inc.WDDana L SchmaltzDirector1,000$48.55$48,55048,983+2.08% plan?
Nov 14, 2017 PForm 4 →Nov 15, 7:31 am ESTMallinckrodt plcMNKIan J WatkinsChief HR Officer2,000$21.08$42,15628,525+7.54% plan?
Nov 15, 2017 PForm 4 →Nov 15, 1:57 pm ESTMARTIN MIDSTREAM PARTNERS LPMMLPRuben S MartinPresident and CEO, Director, 10% Owner3,000$14.04$42,125143,598+2.13% plan?
Nov 13, 2017 PForm 4 →Nov 14, 5:18 pm ESTCardtronics plcCATMMark RossiDirector2,500$16.81$42,02535,894+7.49% plan?
Nov 10, 2017 PForm 4 →Nov 14, 6:08 pm ESTLive Oak Bancshares, Inc.LOBGlen F. HoffsisDirector1,400$23.50$32,90085,382+1.67% plan?
Nov 13, 2017 PForm 4 →Nov 15, 8:26 am ESTBlueLinx Holdings Inc.BXCShyam K. ReddyCAO, GC, and Corp Secretary3,500$8.57$30,01110,164+52.5% plan?
Nov 10, 2017 PForm 4 →Nov 14, 5:39 pm ESTCitizens Community Bancorp Inc.CZWIJames S BroucekChief Financial Officer2,000$13.50$27,0002,000— plan?
Nov 14, 2017 PForm 4 →Nov 14, 5:07 pm ESTKLONDEX MINES LTDKLDXWilliam Fuller MatlackDirector12,000$2.19$26,2801,222,488+0.99% plan?
Nov 13, 2017 PForm 4 →Nov 14, 6:47 pm ESTCAPITAL SOUTHWEST CORPCSWCDouglas M. KelleySr. VP, Managing Director1,500$17.00$25,49666,135+2.32% plan?
Nov 10, 2017 PForm 4 →Nov 14, 5:48 pm ESTGreat Lakes Dredge & Dock CORPGLDDRobert B UhlerDirector5,320$4.73$25,137128,161+4.33% plan?
Nov 14, 2017 PForm 4 →Nov 15, 7:13 am ESTGlobal Medical REIT Inc.GMREJeffrey BuschChairman, President and CEO, Director2,630$9.29$24,43322,740+13.1% plan?
Nov 14, 2017 PForm 4 →Nov 15, 9:40 am ESTNATIONAL PRESTO INDUSTRIES INCNPKRichard N CardozoDirector200$114.88$22,9752,400+9.09% plan?
Nov 10, 2017 PForm 4 →Nov 14, 5:41 pm ESTCitizens Community Bancorp Inc.CZWIMichael L SwensonDirector1,600$13.39$21,4241,600— plan?
Nov 14, 2017 PForm 4 →Nov 15, 2:19 pm ESTCONCURRENT COMPUTER CORP/DECCURJulian D. Singer10% Owner3,193$6.07$19,3821,775,263+0.18% plan?
Nov 10, 2017 PForm 4 →Nov 14, 9:01 pm ESTCorindus Vascular Robotics, Inc.CVRSLouis A CannonDirector23,801$0.8133$19,35650,801+88.2% plan?
Nov 14, 2017 PForm 4 →Nov 14, 6:55 pm ESTLEXICON PHARMACEUTICALS, INC.LXRXJeffrey L WadeEVP, Corp Adm Affairs and CFO2,000$9.48$18,96250,597+4.12% plan?
Nov 10, 2017 PForm 4 →Nov 14, 4:57 pm ESTMeet Group, Inc.MEETWilliam AlenaChief Revenue Officer7,500$2.35$17,625102,279+7.91% plan?
Nov 10, 2017 PForm 4 →Nov 14, 5:38 pm ESTCitizens Community Bancorp Inc.CZWIStephen M BianchiCEO and President1,300$13.43$17,45917,800+7.88% plan?
Nov 14, 2017 PForm 4 →Nov 15, 1:17 pm ESTDONEGAL GROUP INCDGICAJack Lee HessDirector1,000$16.98$16,98020,800+5.05% plan?
Nov 14, 2017 PForm 4 →Nov 15, 9:47 am ESTPSYCHEMEDICS CORPPMDRaymond C Kubacki Jr.Chairman, CEO & President, Director1,000$16.88$16,880178,228+0.56% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:09 pm ESTENVESTNET, INC.ENVCharles RoameDirector323$51.43$16,61215,217+2.17% plan?
Nov 13, 2017 PForm 4 →Nov 14, 4:43 pm ESTCONCURRENT COMPUTER CORP/DECCURJulian D. Singer10% Owner2,680$6.10$16,3461,772,070+0.15% plan?
Nov 13, 2017 PForm 4 →Nov 14, 8:58 pm ESTSequential Brands Group, Inc.SQBGGary A JohnsonDirector10,000$1.54$15,400182,559+5.80% plan?
Nov 14, 2017 PForm 4 →Nov 15, 8:04 am ESTHIGHLANDS BANKSHARES INC /VA/HLNDCharles D. Meade IIIDirector2,000$7.28$14,5652,000— plan?
Nov 14, 2017 PForm 4 →Nov 14, 5:12 pm ESTKLONDEX MINES LTDKLDXPaul Andre HuetCEO, Director6,000$2.24$13,440494,876+1.23% plan?
Nov 14, 2017 PForm 4 →Nov 14, 5:04 pm ESTKLONDEX MINES LTDKLDXRichard James HallDirector5,000$2.24$11,200109,625+4.78% plan?
Nov 15, 2017 PForm 4 →Nov 15, 1:26 pm ESTNewtek Business Services Corp.NEWTBarry SloaneChairman & CEO, Director600$17.01$10,2061,006,713+0.06% plan? amended
Nov 13, 2017 PForm 4 →Nov 14, 5:45 pm ESTMcEwen Mining Inc.MUXMichele L AshbyDirector5,000$1.95$9,75062,500+8.70% plan?
Aug 28, 2017 PForm 4 →Nov 15, 3:52 pm ESTPark Place Energy Inc.PKPLAURA OIL HOLDINGS LTD.10% Owner90,000$0.1047$9,4277,673,100+1.19% plan? late
Nov 10, 2017 PForm 4 →Nov 14, 5:50 pm ESTGreat Lakes Dredge & Dock CORPGLDDMichael Joseph WalshDirector2,000$4.70$9,40063,985+3.23% plan?
Oct 30, 2017 PForm 4 →Nov 14, 5:41 pm ESTInvestar Holding CorpISTRRobert Chris JordanDirector400$23.40$9,36022,340+1.82% plan? late
Nov 14, 2017 PForm 4 →Nov 15, 12:29 pm ESTGLADSTONE COMMERCIAL CORPGOODRobert G CutlipPresident400$22.49$8,99637,700+1.07% plan?
Nov 13, 2017 PForm 4 →Nov 15, 9:22 am ESTRandolph Bancorp, Inc.RNDBJames G. WelchDirector600$14.86$8,91610,600+6.00% plan?
Nov 9, 2017 PForm 4 →Nov 14, 4:15 pm ESTZivo Bioscience, Inc.ZIVOChristopher D. MaggioreDirector, 10% Owner93,000$0.0744$6,92013,795,831+0.68% plan? late
Nov 15, 2017 PForm 4 →Nov 15, 3:16 pm ESTNewtek Business Services Corp.NEWTBarry SloaneChairman & CEO, Director400$17.06$6,8241,007,113+0.04% plan?
Nov 14, 2017 PForm 4 →Nov 14, 5:16 pm EST180 DEGREE CAPITAL CORP. /NY/TURNStacy BrandomDirector3,158$2.06$6,49556,116+5.96% plan?
Nov 14, 2017 PForm 4 →Nov 15, 3:57 pm ESTEAGLE FINANCIAL SERVICES INCEFSIJoseph T ZmitrovichEXECUTIVE OFFICER183$31.00$5,6731,684+12.2% plan?
Nov 13, 2017 PForm 4 →Nov 14, 5:48 pm ESTInvestar Holding CorpISTRJames M BakerDirector219$22.73$4,9775,794+3.93% plan?
Nov 15, 2017 PForm 4 →Nov 15, 12:44 pm ESTARC DOCUMENT SOLUTIONS, INC.ARCDennis Jeffery GrimesVP, Sr. Counsel & Corp Secty1,000$2.80$2,80037,850+2.71% plan?
Nov 14, 2017 PForm 4 →Nov 15, 7:53 am ESTHIGHLANDS BANKSHARES INC /VA/HLNDEllis Sutton Bacon Jr.Director275$7.36$2,0231,000+37.9% plan?
Nov 10, 2017 PForm 4 →Nov 15, 11:39 am ESTENDONOVO THERAPEUTICS, INC.ENDVMichael Scott MannPresident, 10% Owner36,000$0.048$1,72724,189,189+0.15% plan? late
Nov 14, 2017 PForm 4 →Nov 15, 1:30 pm ESTSOLITARIO ZINC CORP.XPLChristopher E HeraldPresident & CEO, Director3,000$0.5646$1,6941,538,000+0.20% plan?
Nov 3, 2017 PForm 4 →Nov 15, 3:23 pm ESTTEL INSTRUMENT ELECTRONICS CORPTIKVincent J. Dowling Jr.10% Owner522$2.40$1,251285,922+0.18% plan? late
Nov 10, 2017 PForm 4 →Nov 14, 8:22 pm ESTRW HOLDINGS NNN REIT, INC.no symbolDavid FeinleibDirector79$10.00$7865,098+1.57% plan?
Nov 15, 2017 PForm 4 →Nov 15, 12:47 pm ESTNOCOPI TECHNOLOGIES INC/MD/NNUPPhilip WhiteDirector12,500$0.0399$49917,500+250% plan?
Nov 14, 2017 PForm 4 →Nov 14, 5:05 pm ESTPROTEON THERAPEUTICS INCPRTOGeorge Arthur EldridgeSr VP, CFO, Treasr, Asst Secy295$1.69$4991,545+23.6% plan?
Nov 10, 2017 PForm 4 →Nov 14, 8:23 pm ESTRW HOLDINGS NNN REIT, INC.no symbolJeffrey RandolphDirector48$10.00$4823,195+1.53% plan?
Nov 10, 2017 PForm 4 →Nov 14, 8:24 pm ESTRW HOLDINGS NNN REIT, INC.no symbolJohn C WangDirector31$10.00$3145,980+0.53% plan?
Nov 10, 2017 PForm 4 →Nov 14, 8:25 pm ESTRW HOLDINGS NNN REIT, INC.no symbolVipe DesaiDirector11$10.00$1141,470+0.78% plan?
Nov 13, 2017 PForm 4 →Nov 14, 7:04 pm ESTCALIFORNIA WATER SERVICE GROUPCWTGeorge A VeraDirector2$43.40$10039,869+0.01% plan?
Nov 10, 2017 PForm 4 →Nov 14, 8:25 pm ESTRW HOLDINGS NNN REIT, INC.no symbolJonathan PlattDirector8$10.00$771,335+0.58% plan?
Nov 10, 2017 PForm 4 →Nov 14, 8:22 pm ESTRW HOLDINGS NNN REIT, INC.no symbolJean Chi En HoCFO4$10.00$42727+0.58% plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.