SEC Form 4 · accession 0001127602-17-032086
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Rossi
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | P | 2,500 | $16.81 | A | 35,894 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 3,030 | 3,030 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Restricted Stock Units awarded to Mr. Rossi in connection with his anticipated service as a director for the Company in the next 12 months. The forfeiture restrictions on the units shall lapse on March 8, 2018, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Rossi's service as a director ends prior to such date, the units will be forfeited back to the Company.