SEC Form 4 · accession 0001171843-17-006998
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 10, 2017 | P | 141,797 | $5.7108 | A | 24,223,530 | D | |
| COMMON STOCK | Nov 10, 2017 | P | 151,194 | $5.7063 | A | 151,194 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.