SEC Form 4 · accession 0001171843-17-007000
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian H Oswald
Officer — CFO, CCO, TREASURY & SECRETARY
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 10, 2017 | P | 500 | $5.74 | A | 540,500 | D | |
| COMMON STOCK | Nov 10, 2017 | P | 34,500 | $5.75 | A | 575,000 | D |
Table II — derivative securities
No Table II lines on this filing.