Company · CIK 0001571329
Capitala Finance Corp. · CPTA
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2018 PForm 4 → | Dec 21, 3:32 pm EST | Stephen A. ArnallChief Financial Officer | 1,500 | $6.76 | $10,140 | 28,385 | +5.58% | plan? |
| Jun 1, 2018 MForm 4 → | Jun 5, 9:19 am EDT | Markham Hunt BroyhillDirector | 21,347 | — | — | 118,895 | — | plan? |
| Jun 1, 2018 MForm 4 → | Jun 5, 9:18 am EDT | John F. McGlinnSee Remarks | 55,388 | — | — | 209,414 | — | plan? |
| Jun 1, 2018 MForm 4 → | Jun 5, 9:15 am EDT | Stephen A. ArnallChief Financial Officer | 8,500 | — | — | 26,885 | — | plan? |
| Jun 1, 2018 MForm 4 → | Jun 5, 9:13 am EDT | Joseph B Alala IIISee Remarks, Director | 317,944 | — | — | 0 | — | plan? |
| May 25, 2018 PForm 4 → | May 29, 12:00 pm EDT | Larry W. CarrollDirector | 4,533 | $8.16 | $36,986 | 140,000 | +3.35% | plan? |
| Mar 23, 2018 PForm 4 → | Mar 27, 2:26 pm EDT | Larry W. CarrollDirector | 2,058 | $7.80 | $16,052 | 135,467 | +1.54% | plan? |
| Mar 22, 2018 PForm 4 → | Mar 23, 4:28 pm EDT | Larry W. CarrollDirector | 3,409 | $7.80 | $26,590 | 133,409 | +2.62% | plan? |
| Dec 21, 2017 PForm 4 → | Dec 22, 10:19 am EST | Larry W. CarrollDirector | 10,000 | $7.50 | $75,000 | 130,000 | +8.33% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 5:38 pm EST | Larry W. CarrollDirector | 10,000 | $7.62 | $76,200 | 120,000 | +9.09% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 5:36 pm EST | Joseph B Alala IIISee Remarks, Director | 520 | $7.62 | $3,962 | 360 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 10:50 am EST | Joseph B Alala IIISee Remarks, Director | 89,000 | $7.77 | $691,362 | 454,433 | +24.4% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 10:48 am EST | Larry W. CarrollDirector | 10,000 | $7.62 | $76,197 | 110,000 | +10.0% | plan? |
| Sep 25, 2017 MForm 4 → | Sep 25, 6:10 pm EDT | Markham Hunt BroyhillDirector | 16,010 | — | — | 97,548 | — | plan? |
| Sep 25, 2017 MForm 4 → | Sep 25, 6:07 pm EDT | John F. McGlinnSee Remarks | 41,541 | — | — | 154,026 | — | plan? |
| Sep 25, 2017 MForm 4 → | Sep 25, 6:03 pm EDT | Richard WheelahanChief Compliance Officer | 2,250 | — | — | 15,948 | — | plan? |
| Sep 25, 2017 MForm 4 → | Sep 25, 5:56 pm EDT | Stephen A. ArnallChief Financial Officer | 6,375 | — | — | 18,385 | — | plan? |
| Sep 24, 2017 DMForm 4 → | Sep 25, 5:59 pm EDT | Joseph B Alala IIISee Remarks, Director | 288,708 | — | — | 365,433 | — | plan? |
| Sep 21, 2017 PForm 4 → | Sep 25, 5:59 pm EDT | Joseph B Alala IIISee Remarks, Director | 200 | $9.11 | $1,822 | 100 | — | plan? |
| Aug 11, 2017 PForm 4 → | Aug 15, 4:16 pm EDT | Joseph B Alala IIISee Remarks, Director | 9,611 | $9.00 | $86,497 | 9,611 | — | plan? |
| Aug 11, 2017 PForm 4 → | Aug 15, 4:14 pm EDT | Richard WheelahanChief Compliance Officer | 1,111 | $8.99 | $9,989 | 13,698 | +8.83% | plan? |
| Aug 11, 2017 PForm 4 → | Aug 15, 4:12 pm EDT | John F. McGlinnSee Remarks | 4,444 | $9.00 | $39,996 | 112,485 | +4.11% | plan? |
| Aug 10, 2017 PForm 5 → | Jan 31, 2018, 3:33 pm EST | Larry W. CarrollDirector | 660 | $9.24 | $6,098 | 660 | — | plan? |
| Aug 10, 2017 PForm 4/A → | Sep 25, 5:53 pm EDT | Larry W. CarrollDirector | 20,000 | $9.15 | $182,933 | 100,000 | +25.0% | plan? |
| Aug 10, 2017 PForm 4 → | Aug 14, 7:34 pm EDT | Stephen A. ArnallChief Financial Officer | 1,100 | $9.05 | $9,959 | 12,010 | +10.1% | plan? |
| Aug 10, 2017 PForm 4 → | Aug 14, 4:10 pm EDT | Larry W. CarrollDirector | 20,000 | $9.15 | $182,933 | 10,000 | — | plan? |
| Nov 15, 2016 PForm 4 → | Nov 16, 2:35 pm EST | Larry W. CarrollDirector | 7,000 | $12.01 | $84,093 | 80,000 | +9.59% | plan? |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:49 pm EDT | John F. McGlinnSee Remarks | 13,847 | — | — | 108,041 | — | plan? |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:48 pm EDT | Joseph B Alala IIISee Remarks, Director | 83,236 | — | — | 305,280 | — | plan? |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:48 pm EDT | Markham Hunt BroyhillDirector | 5,337 | — | — | 77,038 | — | plan? |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:48 pm EDT | Stephen A. ArnallChief Financial Officer | 2,125 | — | — | 10,910 | — | plan? |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:47 pm EDT | Richard WheelahanChief Compliance Officer | 3,750 | — | — | 12,587 | — | plan? |
| Mar 18, 2016 PForm 4 → | Mar 22, 1:15 pm EDT | Markham Hunt BroyhillDirector | 10,000 | $11.55 | $115,535 | 78,455 | +14.6% | plan? |
| Mar 14, 2016 PForm 4 → | Mar 14, 5:18 pm EDT | John F. McGlinnCOO, Secretary and Treasurer | 2,190 | $11.40 | $24,966 | 94,194 | +2.38% | plan? |
| Dec 23, 2015 PForm 4 → | Dec 23, 8:19 pm EST | Joseph B Alala IIISee Remarks, Director | 84,950 | $11.60 | $985,420 | 285,229 | +42.4% | plan? |
| Dec 15, 2015 PForm 4 → | Dec 18, 11:51 am EST | Joseph B Alala IIISee Remarks, Director | 4,075 | $11.98 | $48,819 | 200,279 | +2.08% | plan? late |
| Dec 10, 2015 PForm 4 → | Dec 11, 10:49 am EST | Larry W. CarrollDirector | 3,000 | $12.90 | $38,700 | 73,000 | +4.29% | plan? |
| Nov 13, 2015 PForm 4 → | Nov 16, 11:39 am EST | Stephen A. ArnallChief Financial Officer | 750 | $13.50 | $10,125 | 8,785 | +9.33% | plan? |
| Sep 23, 2015 PForm 4 → | Sep 25, 3:43 pm EDT | Joseph B Alala IIIChmn BOD, CEO & Pres, Director | 7,420 | $13.35 | $99,056 | 196,204 | +3.93% | plan? |
| Sep 15, 2015 MForm 4/A → | Sep 22, 2:31 pm EDT | Joseph B Alala IIISee Remarks, Director | 114,222 | — | — | 188,784 | — | plan? |
| Sep 15, 2015 MForm 4 → | Sep 16, 8:15 pm EDT | Joseph B Alala IIISee Remarks, Director | 96,272 | — | — | 188,784 | — | plan? amended |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:05 pm EDT | Stephen A. ArnallChief Financial Officer | 1,750 | — | — | 7,200 | — | plan? |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:05 pm EDT | Markham Hunt BroyhillDirector | 5,674 | — | — | 71,701 | — | plan? |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:04 pm EDT | Richard WheelahanChief Compliance Officer | 3,000 | — | — | 8,837 | — | plan? |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:04 pm EDT | John F. McGlinnCOO, Secretary and Treasurer | 15,194 | — | — | 92,004 | — | plan? |
| Aug 25, 2015 PForm 4 → | Aug 25, 5:45 pm EDT | Larry W. CarrollDirector | 5,000 | $13.50 | $67,500 | 70,000 | +7.69% | plan? |
| Aug 25, 2015 PForm 4 → | Aug 25, 5:42 pm EDT | John F. McGlinnCOO, Secretary and Treasurer | 2,150 | $13.94 | $29,971 | 76,810 | +2.88% | plan? |
| Aug 24, 2015 PForm 4 → | Aug 26, 4:46 pm EDT | Joseph B Alala IIISee Remarks, Director | 7,500 | $13.25 | $99,350 | 163,682 | +4.80% | plan? |
| Aug 24, 2015 PForm 4 → | Aug 25, 3:06 pm EDT | Markham Hunt BroyhillDirector | 10,000 | $13.99 | $139,883 | 68,455 | +17.1% | plan? |
| Aug 21, 2015 PForm 4 → | Aug 21, 3:14 pm EDT | Larry W. CarrollDirector | 5,000 | $14.50 | $72,500 | 65,000 | +8.33% | plan? |
| Aug 13, 2015 PForm 4 → | Aug 14, 11:09 am EDT | Joseph B Alala IIISee Remarks, Director | 6,600 | $14.93 | $98,543 | 156,182 | +4.41% | plan? |
| Aug 13, 2015 PForm 4 → | Aug 13, 11:22 am EDT | John F. McGlinnCOO, Secretary and Treasurer | 3,410 | $14.65 | $49,957 | 74,660 | +4.79% | plan? |
| Jun 12, 2015 PForm 4 → | Jun 12, 6:51 pm EDT | Larry W. CarrollDirector | 5,000 | $16.44 | $82,200 | 60,000 | +9.09% | plan? |
| Jun 10, 2015 PForm 4 → | Jun 10, 12:56 pm EDT | Larry W. CarrollDirector | 3,950 | $17.00 | $67,150 | 55,000 | +7.74% | plan? |
| May 27, 2015 PForm 4 → | May 28, 2:46 pm EDT | Stephen A. ArnallChief Financial Officer | 600 | $17.17 | $10,302 | 5,450 | +12.4% | plan? |
| May 22, 2015 PForm 4 → | May 22, 5:57 pm EDT | Larry W. CarrollDirector | 1,050 | $17.00 | $17,850 | 51,050 | +2.10% | plan? |
| May 20, 2015 PForm 4 → | May 20, 5:59 pm EDT | Richard WheelahanChief Compliance Officer | 1,465 | $17.11 | $25,062 | 5,837 | +33.5% | plan? |
| May 20, 2015 PForm 4 → | May 20, 5:56 pm EDT | Charles MoyerDirector | 500 | $17.17 | $8,584 | 6,353 | +8.54% | plan? |
| May 19, 2015 PForm 4 → | May 20, 5:55 pm EDT | John F. McGlinnCOO, Secretary and Treasurer | 1,170 | $17.10 | $20,007 | 71,250 | +1.67% | plan? |
| May 19, 2015 PForm 4 → | May 20, 5:52 pm EDT | Joseph B Alala IIISee remarks, Director | 11,600 | $17.13 | $198,650 | 149,582 | +8.41% | plan? |
| May 15, 2015 PForm 4 → | May 15, 9:10 pm EDT | John F. McGlinnCOO, Secretary and Treasurer | 2,000 | $17.49 | $34,980 | 70,080 | +2.94% | plan? |
| Mar 23, 2015 PForm 4 → | Mar 24, 12:38 pm EDT | Joseph B Alala IIIChairman BoD, CEO, President, Director | 7,409 | $18.76 | $138,994 | 137,982 | +5.67% | plan? |
| Mar 20, 2015 PForm 4 → | Mar 20, 7:42 pm EDT | H. Paul ChapmanDirector | 2,500 | $18.80 | $46,988 | 10,000 | +33.3% | plan? |
| May 16, 2014 PForm 4 → | Aug 15, 2017, 4:18 pm EDT | Markham Hunt BroyhillDirector | 5,098 | $11.00 | $56,097 | 81,538 | +6.67% | plan? late |
| May 16, 2014 PForm 5 → | Feb 10, 2017, 6:07 am EST | Markham Hunt BroyhillDirector | 9,624 | $16.36 | $157,444 | 824 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2018 MForm 4 → | Jun 5, 9:19 am EDT | Markham Hunt BroyhillDirector | 21,347 | — | — | 0 | — | |
| Jun 1, 2018 MForm 4 → | Jun 5, 9:18 am EDT | John F. McGlinnSee Remarks | 55,388 | — | — | 0 | — | |
| Jun 1, 2018 MForm 4 → | Jun 5, 9:15 am EDT | Stephen A. ArnallChief Financial Officer | 8,500 | — | — | 0 | — | |
| Jun 1, 2018 MForm 4 → | Jun 5, 9:13 am EDT | Joseph B Alala IIISee Remarks, Director | 317,944 | — | — | 0 | — | |
| Sep 25, 2017 MForm 4 → | Sep 25, 6:10 pm EDT | Markham Hunt BroyhillDirector | 16,010 | — | — | 21,347 | — | |
| Sep 25, 2017 MForm 4 → | Sep 25, 6:07 pm EDT | John F. McGlinnSee Remarks | 41,541 | — | — | 55,388 | — | |
| Sep 25, 2017 MForm 4 → | Sep 25, 5:56 pm EDT | Stephen A. ArnallChief Financial Officer | 6,375 | — | — | 8,500 | — | |
| Sep 24, 2017 DMForm 4 → | Sep 25, 6:03 pm EDT | Richard WheelahanChief Compliance Officer | 26,250 | — | — | 0 | — | |
| Sep 24, 2017 DMForm 4 → | Sep 25, 5:59 pm EDT | Joseph B Alala IIISee Remarks, Director | 264,708 | — | — | 80,204 | — | |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:49 pm EDT | John F. McGlinnSee Remarks | 13,847 | — | — | 96,929 | — | |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:48 pm EDT | Joseph B Alala IIISee Remarks, Director | 83,236 | — | — | 442,294 | — | |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:48 pm EDT | Markham Hunt BroyhillDirector | 5,337 | — | — | 37,357 | — | |
| Sep 25, 2016 AMForm 4 → | Sep 27, 7:48 pm EDT | Stephen A. ArnallChief Financial Officer | 5,125 | — | — | 14,875 | — | |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:47 pm EDT | Richard WheelahanChief Compliance Officer | 3,750 | — | — | 26,250 | — | |
| Sep 18, 2015 AForm 4 → | Sep 22, 2:26 pm EDT | Richard WheelahanChief Compliance Officer | 6,000 | — | — | 30,000 | — | |
| Sep 15, 2015 MForm 4/A → | Sep 22, 2:31 pm EDT | Joseph B Alala IIISee Remarks, Director | 114,222 | — | — | 505,479 | — | |
| Sep 15, 2015 MForm 4 → | Sep 16, 8:15 pm EDT | Joseph B Alala IIISee Remarks, Director | 96,272 | — | — | 523,483 | — | amended |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:05 pm EDT | Stephen A. ArnallChief Financial Officer | 1,750 | — | — | 14,000 | — | |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:05 pm EDT | Markham Hunt BroyhillDirector | 5,674 | — | — | 42,694 | — | |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:04 pm EDT | Richard WheelahanChief Compliance Officer | 3,000 | — | — | 24,000 | — | |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:04 pm EDT | John F. McGlinnCOO, Secretary and Treasurer | 15,194 | — | — | 110,776 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 4:41 pm EST | Stephen A. ArnallChief Financial Officer | 15,750 | — | — | 15,750 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 4:39 pm EST | Markham Hunt BroyhillDirector | 48,368 | — | — | 48,368 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 4:37 pm EST | Richard WheelahanChief Compliance Officer | 27,000 | — | — | 27,000 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 4:35 pm EST | John F. McGlinnSee Remarks | 125,970 | — | — | 125,970 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 4:32 pm EST | Joseph B Alala IIISee Remarks, Director | 780,110 | — | — | 185,511 | — |