SEC Form 4 · accession 0001461373-17-000034
Capitala Finance Corp. · CPTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry W. Carroll
Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2017 | P | 2,150 | $9.24 | A | 82,150 | D | |
| Common Stock | Aug 11, 2017 | P | 17,850 | $9.1354 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.