SEC Form 4 · accession 0001144204-18-017132
Capitala Finance Corp. · CPTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry W. Carroll
Director
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2018 | P | 2,058 | $7.80 | A | 135,467 | D | |
| Common Stock | holding | — | — | — | 660 | I | via Parent |
Table II — derivative securities
No Table II lines on this filing.