Insider · CIK 0001587346
Joseph B Alala III
Files at: CPTA. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2018 MForm 4 → | Jun 5, 9:13 am EDT | Capitala Finance Corp.CPTA | 317,944 | — | — | 0 | — | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 5:36 pm EST | Capitala Finance Corp.CPTA | 520 | $7.62 | $3,962 | 360 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 10:50 am EST | Capitala Finance Corp.CPTA | 89,000 | $7.77 | $691,362 | 454,433 | +24.4% | plan? |
| Sep 24, 2017 DMForm 4 → | Sep 25, 5:59 pm EDT | Capitala Finance Corp.CPTA | 288,708 | — | — | 365,433 | — | plan? |
| Sep 21, 2017 PForm 4 → | Sep 25, 5:59 pm EDT | Capitala Finance Corp.CPTA | 200 | $9.11 | $1,822 | 100 | — | plan? |
| Aug 11, 2017 PForm 4 → | Aug 15, 4:16 pm EDT | Capitala Finance Corp.CPTA | 9,611 | $9.00 | $86,497 | 9,611 | — | plan? |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:48 pm EDT | Capitala Finance Corp.CPTA | 83,236 | — | — | 305,280 | — | plan? |
| Dec 23, 2015 PForm 4 → | Dec 23, 8:19 pm EST | Capitala Finance Corp.CPTA | 84,950 | $11.60 | $985,420 | 285,229 | +42.4% | plan? |
| Dec 15, 2015 PForm 4 → | Dec 18, 11:51 am EST | Capitala Finance Corp.CPTA | 4,075 | $11.98 | $48,819 | 200,279 | +2.08% | plan? late |
| Sep 23, 2015 PForm 4 → | Sep 25, 3:43 pm EDT | Capitala Finance Corp.CPTA | 7,420 | $13.35 | $99,056 | 196,204 | +3.93% | plan? |
| Sep 15, 2015 MForm 4/A → | Sep 22, 2:31 pm EDT | Capitala Finance Corp.CPTA | 114,222 | — | — | 188,784 | — | plan? |
| Sep 15, 2015 MForm 4 → | Sep 16, 8:15 pm EDT | Capitala Finance Corp.CPTA | 96,272 | — | — | 188,784 | — | plan? amended |
| Aug 24, 2015 PForm 4 → | Aug 26, 4:46 pm EDT | Capitala Finance Corp.CPTA | 7,500 | $13.25 | $99,350 | 163,682 | +4.80% | plan? |
| Aug 13, 2015 PForm 4 → | Aug 14, 11:09 am EDT | Capitala Finance Corp.CPTA | 6,600 | $14.93 | $98,543 | 156,182 | +4.41% | plan? |
| May 19, 2015 PForm 4 → | May 20, 5:52 pm EDT | Capitala Finance Corp.CPTA | 11,600 | $17.13 | $198,650 | 149,582 | +8.41% | plan? |
| Mar 23, 2015 PForm 4 → | Mar 24, 12:38 pm EDT | Capitala Finance Corp.CPTA | 7,409 | $18.76 | $138,994 | 137,982 | +5.67% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2018 MForm 4 → | Jun 5, 9:13 am EDT | Capitala Finance Corp.CPTA | 317,944 | — | — | 0 | — | |
| Sep 24, 2017 DMForm 4 → | Sep 25, 5:59 pm EDT | Capitala Finance Corp.CPTA | 264,708 | — | — | 80,204 | — | |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:48 pm EDT | Capitala Finance Corp.CPTA | 83,236 | — | — | 442,294 | — | |
| Sep 15, 2015 MForm 4/A → | Sep 22, 2:31 pm EDT | Capitala Finance Corp.CPTA | 114,222 | — | — | 505,479 | — | |
| Sep 15, 2015 MForm 4 → | Sep 16, 8:15 pm EDT | Capitala Finance Corp.CPTA | 96,272 | — | — | 523,483 | — | amended |
| Feb 26, 2015 AForm 4 → | Mar 2, 4:32 pm EST | Capitala Finance Corp.CPTA | 780,110 | — | — | 185,511 | — |