SEC Form 4 · accession 0001144204-15-036439
Capitala Finance Corp. · CPTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry W. Carroll
Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 10, 2015 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | P | 3,950 | $17.00 | A | 55,000 | D |
Table II — derivative securities
No Table II lines on this filing.