Insider · CIK 0001514104
Stephen A. Arnall
Files at: CPTA. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2018 PForm 4 → | Dec 21, 3:32 pm EST | Capitala Finance Corp.CPTA | 1,500 | $6.76 | $10,140 | 28,385 | +5.58% | plan? |
| Jun 1, 2018 MForm 4 → | Jun 5, 9:15 am EDT | Capitala Finance Corp.CPTA | 8,500 | — | — | 26,885 | — | plan? |
| Sep 25, 2017 MForm 4 → | Sep 25, 5:56 pm EDT | Capitala Finance Corp.CPTA | 6,375 | — | — | 18,385 | — | plan? |
| Aug 10, 2017 PForm 4 → | Aug 14, 7:34 pm EDT | Capitala Finance Corp.CPTA | 1,100 | $9.05 | $9,959 | 12,010 | +10.1% | plan? |
| Sep 25, 2016 MForm 4 → | Sep 27, 7:48 pm EDT | Capitala Finance Corp.CPTA | 2,125 | — | — | 10,910 | — | plan? |
| Nov 13, 2015 PForm 4 → | Nov 16, 11:39 am EST | Capitala Finance Corp.CPTA | 750 | $13.50 | $10,125 | 8,785 | +9.33% | plan? |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:05 pm EDT | Capitala Finance Corp.CPTA | 1,750 | — | — | 7,200 | — | plan? |
| May 27, 2015 PForm 4 → | May 28, 2:46 pm EDT | Capitala Finance Corp.CPTA | 600 | $17.17 | $10,302 | 5,450 | +12.4% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2018 MForm 4 → | Jun 5, 9:15 am EDT | Capitala Finance Corp.CPTA | 8,500 | — | — | 0 | — | |
| Sep 25, 2017 MForm 4 → | Sep 25, 5:56 pm EDT | Capitala Finance Corp.CPTA | 6,375 | — | — | 8,500 | — | |
| Sep 25, 2016 AMForm 4 → | Sep 27, 7:48 pm EDT | Capitala Finance Corp.CPTA | 5,125 | — | — | 14,875 | — | |
| Sep 15, 2015 MForm 4 → | Sep 16, 7:05 pm EDT | Capitala Finance Corp.CPTA | 1,750 | — | — | 14,000 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 4:41 pm EST | Capitala Finance Corp.CPTA | 15,750 | — | — | 15,750 | — |