SEC Form 4 · accession 0001104659-17-068635
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
HNA Group Co., Ltd.
10% Owner
HNA Capital (U.S.) Holding LLC
10% Owner
HNA Eagle Holdco LLC
10% Owner
HNA Capital Group Co., Ltd.
10% Owner
Aleron Investments, Ltd.
10% Owner
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.001F1 | Nov 10, 2017 | P | 15,960,553 | $15.75 | A | 27,375,229 | I | See Explanation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 27,375,229 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital"). HNA Eagle is a wholly-owned subsidiary of HNA Capital. HNA Capital is a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a wholly-owned subsidiary of HNA Group.