SEC Form 4 · accession 0001140361-17-042834

AMBASE CORP · ABCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Oct 11, 2017

Accepted (ET)

Nov 14, 2017 · 4:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000020639

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.01 par value^F1,F2,F3	Oct 11, 2017	P	39,360	$0.275	A	7,882,145	I	By IsZo Capital LP
Common Stock, $0.01 par value^F1,F2,F3	Oct 13, 2017	P	153,491	$0.3022	A	8,035,636	I	By IsZo Capital LP
Common Stock, $0.01 par value^F1,F2,F3	Oct 16, 2017	P	37,315	$0.285	A	8,072,951	I	By IsZo Capital LP
Common Stock, $0.01 par value^F1,F2,F3	Oct 23, 2017	P	268,000	$0.28	A	8,340,951	I	By IsZo Capital LP
Common Stock, $0.01 par value^F1,F2,F3	Nov 1, 2017	P	335,000	$0.28	A	8,675,951	I	By IsZo Capital LP

No Table II lines on this filing.

F1This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").
F2Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
F3Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.