SEC Form 4 · accession 0001209191-17-060810
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Barry Sloane
Officer — Chairman & CEO · Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 15, 2017 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | P | 600 | $17.01 | A | 1,006,713 | D |
Table II — derivative securities
No Table II lines on this filing.