SEC Form 4/A · accession 0001209191-17-060885
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry Sloane
Officer — Chairman & CEO · Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 15, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | P | 400 | $17.06 | A | 1,007,113 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Date of Earliest Transaction (Month/Day/Year) on original Form 4 filed showed 11/15/2016. The correct Date of Earliest Transaction (Month/Day/Year) is 11/15/2017.