SEC Form 4 · accession 0001209191-17-060793
BlackRock Capital Investment Corp · BKCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Lies
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 10:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | P | 50,000 | $6.7221 | A | 155,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the transactions reported on this line was $6.6978 to $6.7417. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares purchased at each separate price.