Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 31, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

153 filings · trading day Oct 31, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 26, 2018 PForm 4 →	Oct 30, 7:59 pm EDT	MINDBODY, Inc.MB	Luxor Capital Group, LP +210% Owner	2,000,000	$93.76	$187,514,400	7,038,000	—
Oct 30, 2018 IForm 4 →	Oct 31, 3:21 pm EDT	KIMBERLY CLARK CORPKMB	Sandra MacQuillanSVP Chief Supply Chain Officer	1,480	$106.23	$157,240	1,480	—
Mar 31, 2018 AMForm 4 →	Oct 30, 5:20 pm EDT	Petrolia Energy CorpBBLS	Leo B WomackDirector	1,810,000	$0.0779	$141,000	3,420,000	—	late
Oct 29, 2018 MForm 4 →	Oct 31, 8:26 am EDT	MONRO, INC.MNRO	Samuel SenukDivisional Vice President	1,750	$56.89	$99,558	2,250	—
Oct 29, 2018 MForm 4 →	Oct 30, 5:38 pm EDT	VIRTUS INVESTMENT PARTNERS, INC.VRTS	George R AylwardDirector, CEO and President, Director	5,000	$9.40	$47,000	18,120	—
Oct 29, 2018 AForm 4 →	Oct 31, 11:11 am EDT	TENNECO INCTEN	Keith CozzaDirector	893	$33.59	$30,000	893	—
Oct 30, 2018 AForm 4 →	Oct 31, 11:34 am EDT	BRIGGS & STRATTON CORPBGG	Patricia L KamplingDirector	1,991	$13.81	$27,500	42,144	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:43 pm EDT	AMERIPRISE FINANCIAL INCAMP	Christopher J WilliamsDirector	194	$122.00	$23,625	1,234	—
Oct 30, 2018 AForm 4 →	Oct 31, 10:28 am EDT	ENPRO INDUSTRIES, INCNPO	Adele M. GulfoDirector	284	$57.83	$16,424	284	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:14 pm EDT	Natera, Inc.NTRA	Roelof BothaDirector, 10% Owner	1,300	$12.01	$15,613	1,300	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:15 pm EDT	Natera, Inc.NTRA	John SteuartDirector	1,165	$12.01	$13,992	1,165	—
Oct 26, 2018 AForm 4 →	Oct 30, 7:28 pm EDT	CATERPILLAR INCCAT	Suzette M LongGeneral Counsel/Corporate Sec.	104	$115.05	$11,965	4,123	—
Oct 26, 2018 AForm 4 →	Oct 30, 7:23 pm EDT	CATERPILLAR INCCAT	Denise C JohnsonGroup President	99	$115.05	$11,390	7,350	—
Oct 26, 2018 AForm 4 →	Oct 30, 7:22 pm EDT	CATERPILLAR INCCAT	Bob De LangeGroup President	65	$115.05	$7,478	113	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:16 pm EDT	Natera, Inc.NTRA	Gail Boxer MarcusDirector	468	$12.01	$5,621	468	—
Oct 26, 2018 AForm 4 →	Oct 30, 7:22 pm EDT	CATERPILLAR INCCAT	Jananne A. CopelandChief Accounting Officer	25	$115.05	$2,876	3,245	—
Oct 26, 2018 AForm 4 →	Oct 30, 7:30 pm EDT	CATERPILLAR INCCAT	Ramin YounessiGroup President	12	$115.05	$1,381	263	—
Oct 29, 2018 AForm 4 →	Oct 31, 3:06 pm EDT	LEGG MASON, INC.LM	Joseph A SullivanChairman, President & CEO, Director	48	$26.17	$1,251	3,728	—
Oct 29, 2018 AForm 4 →	Oct 31, 2:59 pm EDT	LEGG MASON, INC.LM	John KenneyExecutive Vice President	39	$26.17	$1,028	3,063	—
Oct 29, 2018 AForm 4 →	Oct 31, 3:03 pm EDT	LEGG MASON, INC.LM	Thomas C MerchantExec VP & General Counsel	19	$26.17	$494	1,472	—
Oct 29, 2018 AForm 4 →	Oct 31, 2:56 pm EDT	LEGG MASON, INC.LM	Frances CashmanExecutive Vice President	19	$26.17	$493	1,467	—
Oct 29, 2018 AForm 4 →	Oct 31, 3:01 pm EDT	LEGG MASON, INC.LM	Patricia LattinExecutive Vice President	1	$26.17	$24	71	—
Oct 24, 2018 AForm 4 →	Oct 30, 4:00 pm EDT	DESTINATION XL GROUP, INC.DXLG	Anthony GaetaSVP, Store Sales & Operations	34,160	—	—	34,160	—	late
Oct 24, 2018 AForm 4 →	Oct 30, 4:00 pm EDT	DESTINATION XL GROUP, INC.DXLG	David A LevinPresident, CEO, Director	138,904	—	—	138,904	—	late
Oct 24, 2018 AForm 4 →	Oct 30, 4:02 pm EDT	DESTINATION XL GROUP, INC.DXLG	Robert S MolloySVP,ChiefAdmin.Officer,GC,Secy	44,948	—	—	44,948	—	late
Oct 24, 2018 AForm 4 →	Oct 30, 4:03 pm EDT	DESTINATION XL GROUP, INC.DXLG	Brian ReavesEVP,COO,Chief Customer Officer	59,931	—	—	59,931	—	late
Oct 24, 2018 AForm 4 →	Oct 30, 4:04 pm EDT	DESTINATION XL GROUP, INC.DXLG	Peter H Stratton Jr.EVP, CFO, Treasurer	47,345	—	—	47,345	—	late
Oct 24, 2018 AForm 4 →	Oct 30, 4:05 pm EDT	DESTINATION XL GROUP, INC.DXLG	Allison SuretteSVP, GMM	34,160	—	—	34,160	—	late
Sep 26, 2018 MForm 4 →	Oct 30, 4:05 pm EDT	GLOBUS MEDICAL INCGMED	Steven PayneChief Accounting Officer	3,000	—	—	0	—	late
Oct 29, 2018 AForm 4 →	Oct 30, 4:11 pm EDT	GelTech Solutions, Inc.GLTC	Warren B Mosler10% Owner	167,464	—	—	167,464	—
Oct 29, 2018 MForm 4 →	Oct 30, 4:11 pm EDT	BOSTON SCIENTIFIC CORPBSX	Eric Francis Yves ThepautSVP & Pres, Eur, Mid-East, Afr	1,697	—	—	0	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:13 pm EDT	EQUIFAX INCEFX	James M GriggsSVP & Corp Controller	3,705	—	—	3,705	—
Oct 28, 2018 MForm 4 →	Oct 30, 4:13 pm EDT	Equity CommonwealthEQC	Samuel ZellDirector	83,356	—	—	27,667	—
Oct 28, 2018 MForm 4 →	Oct 30, 4:14 pm EDT	Equity CommonwealthEQC	David S WeinbergEVP & Chief Operating Officer	19,053	—	—	17,984	—
Oct 29, 2018 AForm 4 →	Oct 30, 4:14 pm EDT	Ascena Retail Group, Inc.ASNA	David R JaffeChairman & CEO, Director	311,383	—	—	311,383	—
Oct 28, 2018 MForm 4 →	Oct 30, 4:15 pm EDT	Equity CommonwealthEQC	Jeffrey Douglas BrownSVP & Chief Accounting Officer	1,191	—	—	423	—
Oct 28, 2018 MForm 4 →	Oct 30, 4:16 pm EDT	Equity CommonwealthEQC	Orrin S ShifrinEVP, Gen. Counsel & Secretary	19,053	—	—	13,833	—
Oct 28, 2018 MForm 4 →	Oct 30, 4:16 pm EDT	Equity CommonwealthEQC	David HelfandPresident & CEO, Director	57,158	—	—	42,884	—
Oct 28, 2018 MForm 4 →	Oct 30, 4:17 pm EDT	Equity CommonwealthEQC	Adam Scott MarkmanEVP, CFO & Treasurer	19,053	—	—	17,984	—
Oct 28, 2018 MForm 4 →	Oct 30, 4:18 pm EDT	Nutanix, Inc.NTNX	Sunil PottiChief Product/Development Ofcr	6,696	—	—	109,822	—
Oct 26, 2018 MForm 4 →	Oct 30, 4:20 pm EDT	Express Scripts Holding Co.ESRX	William J DeLaney IIIDirector	5,464	—	—	0	—
Oct 29, 2018 AForm 4 →	Oct 30, 4:26 pm EDT	BioRestorative Therapies, Inc.BRTX	Paul Jude TonnaDirector	75,000	—	—	75,000	—
Oct 27, 2018 MForm 4 →	Oct 30, 4:28 pm EDT	AKAMAI TECHNOLOGIES INCAKAM	Aaron AholaSVP & General Counsel	365	—	—	1,461	—
Oct 29, 2018 MForm 4 →	Oct 30, 4:28 pm EDT	CARMAX INCKMX	Jon G DanielsSVP, CAF	15,000	—	—	14,225	—
Oct 26, 2018 CForm 4 →	Oct 30, 4:34 pm EDT	Triumph Bancorp, Inc.TBK	Douglas M KratzDirector	20,325	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 4:34 pm EDT	Mellanox Technologies, Ltd.MLNX	Glenda DorchakDirector	5,000	—	—	9,142	—
Oct 29, 2018 MForm 4 →	Oct 30, 4:35 pm EDT	CARTERS INCCRI	Michael Dennis CaseyChairman and CEO, Director	25,000	—	—	75,000	—
Oct 29, 2018 AForm 4 →	Oct 30, 4:37 pm EDT	BioRestorative Therapies, Inc.BRTX	John M DesmaraisDirector, 10% Owner	75,000	—	—	75,000	—
Oct 29, 2018 MForm 4 →	Oct 30, 4:44 pm EDT	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	2,588	—
Oct 29, 2018 MForm 4 →	Oct 30, 4:45 pm EDT	EQUITY RESIDENTIALEQR	Christa L SorensonExecutive Vice President	2,408	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 4:49 pm EDT	UNITEDHEALTH GROUP INCUNH	Richard T BurkeDirector	2,320	—	—	0	—
Oct 29, 2018 MForm 4 →	Oct 30, 4:49 pm EDT	Standard AVB Financial Corp.STND	Gregory J. SaxonDirector	2,083	—	—	0	—
Oct 29, 2018 AForm 4 →	Oct 30, 4:51 pm EDT	BioRestorative Therapies, Inc.BRTX	Mark WeinrebCEO and Chairman of the Board, Director, 10% Owner	275,000	—	—	275,000	—
Oct 26, 2018 AMForm 4 →	Oct 30, 4:58 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Andrew J. McLeanEVP & Chief Commercial Officer	57,334	—	—	0	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:58 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Thomas R KettelerDirector	228	—	—	38,390	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:58 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Cary D McMillanDirector	607	—	—	102,436	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:58 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Janice E PageDirector	18	—	—	3,058	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:58 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	David M. SableDirector	106	—	—	17,848	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:58 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Jennifer M. FoyleGlobal Brand President-aerie	707	—	—	3,435	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:58 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	James H Keefer Jr.VP, Controller & CAO	56	—	—	204	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:58 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Charles F KesslerGlobal Brand President-AE	707	—	—	3,435	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:59 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Robert L MadoreEVP & CFO	367	—	—	900	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:59 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Michael R RempellEVP, Chief Operations Officer	451	—	—	1,591	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:59 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Stacy SiegalEVP and General Counsel	117	—	—	225	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:59 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Noel Joseph SpiegelDirector	447	—	—	75,428	—
Oct 26, 2018 AForm 4 →	Oct 30, 4:59 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Jay L SchottensteinExec Chairman & CEO, Director	784	—	—	4,806	—
Oct 29, 2018 MForm 4 →	Oct 30, 5:00 pm EDT	EATON VANCE CORPEV	Thomas E Faust Jr.CEO, Director	75,000	—	—	61,540	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:01 pm EDT	ANADARKO PETROLEUM CORPAPC	Daniel E BrownEVP, US Onshore Operations	2,053	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:05 pm EDT	Editas Medicine, Inc.EDIT	Andrew A. F. HackChief Financial Officer	6,000	—	—	17,513	—	amended
Oct 26, 2018 MForm 4 →	Oct 30, 5:05 pm EDT	ANADARKO PETROLEUM CORPAPC	R A WalkerChairman, President & CEO, Director	13,403	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:06 pm EDT	SendGrid, Inc.SEND	Sameer DholakiaPresident and CEO, Director	224,716	—	—	796,328	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:06 pm EDT	Groupon, Inc.GRPN	Theodore LeonsisDirector	6,325	—	—	107,187	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:08 pm EDT	Groupon, Inc.GRPN	Joseph LevinDirector	5,933	—	—	30,760	—
Oct 29, 2018 MForm 4 →	Oct 30, 5:10 pm EDT	SendGrid, Inc.SEND	Stephen M SloanChief Product Officer	15,000	—	—	319,124	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:10 pm EDT	Groupon, Inc.GRPN	Eric P LefkofskyDirector, 10% Owner	5,933	—	—	59,454	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:11 pm EDT	FTI CONSULTING INCFCN	Curtis P LuGeneral Counsel	14,260	—	—	13,663	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:11 pm EDT	ANADARKO PETROLEUM CORPAPC	Robert K ReevesEVP and CAO	4,191	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:15 pm EDT	ANADARKO PETROLEUM CORPAPC	Christopher O ChampionSVP, CAO and Controller	1,691	—	—	0	—
Oct 29, 2018 AForm 4 →	Oct 30, 5:16 pm EDT	S&W Seed CoSANW	Donald M. Panter Jr.Executive VP, Americas	75,000	—	—	75,000	—
Oct 29, 2018 MForm 4 →	Oct 30, 5:17 pm EDT	AT&T INC.T	Lori M LeeCEO-AT&T LatAm&GlobalMktgOfcr	1,424	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:19 pm EDT	ANADARKO PETROLEUM CORPAPC	Amanda M. McMillianEVP and General Counsel	1,691	—	—	0	—
Oct 26, 2018 AForm 4 →	Oct 30, 5:22 pm EDT	Groupon, Inc.GRPN	Peter J BarrisDirector	6,455	—	—	119,685	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:23 pm EDT	ANADARKO PETROLEUM CORPAPC	Robert G GwinEVP, Finance & CFO	5,375	—	—	0	—
Oct 30, 2018 CForm 4 →	Oct 30, 5:27 pm EDT	Restaurant Brands International Inc.QSR	3G Restaurant Brands Holdings General Partner Ltd. +110% Owner	10,000,000	—	—	191,096,563	—
Oct 27, 2018 AForm 4 →	Oct 30, 5:32 pm EDT	Ecoark Holdings, Inc.ZEST	John P. CahillDirector	28,982	—	—	28,982	—
Oct 29, 2018 MForm 4 →	Oct 30, 5:33 pm EDT	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	3,500	—	—	62,000	—
Oct 27, 2018 AForm 4 →	Oct 30, 5:33 pm EDT	Ecoark Holdings, Inc.ZEST	Michael John GreenDirector	28,982	—	—	28,982	—
Oct 27, 2018 AForm 4 →	Oct 30, 5:36 pm EDT	Ecoark Holdings, Inc.ZEST	Gary M. MetzgerDirector	28,982	—	—	28,982	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:41 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Steven N BaruchEVP, STRATEGY & MARKETING	367	—	—	163	—
Oct 27, 2018 AForm 4 →	Oct 30, 5:41 pm EDT	Ecoark Holdings, Inc.ZEST	Steven K NelsonDirector	28,982	—	—	28,982	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:45 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Steve ArmstrongSVP, GC and Corp. Secy.	711	—	—	277	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:48 pm EDT	Sanchez Energy CorpSN	Howard J Thill Sr.Executive VP and CFO	245,250	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 5:49 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Rustom JillaEVP & Chief Financial Officer	1,302	—	—	479	—
Oct 26, 2018 DForm 4 →	Oct 30, 5:52 pm EDT	Taylor Morrison Home CorpTMHC	C. David ConeEVP and CFO	41,205	—	—	0	—
Oct 26, 2018 DForm 4 →	Oct 30, 5:53 pm EDT	Taylor Morrison Home CorpTMHC	Peter R. LaneDirector	31,848	—	—	0	—
Oct 26, 2018 DForm 4 →	Oct 30, 5:53 pm EDT	Taylor Morrison Home CorpTMHC	Sheryl PalmerChairman, President and CEO, Director	468,513	—	—	0	—
Oct 26, 2018 DForm 4 →	Oct 30, 5:54 pm EDT	Taylor Morrison Home CorpTMHC	Darrell ShermanEVP, CLO & Secretary	123,046	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 6:00 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Erik GershwindPresident and CEO, Director	2,423	—	—	1,032	—
Oct 29, 2018 AForm 4 →	Oct 30, 6:15 pm EDT	BioRestorative Therapies, Inc.BRTX	Robert B CatellDirector	75,000	—	—	75,000	—
Oct 26, 2018 MForm 4 →	Oct 30, 6:17 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Douglas E JonesEVP, Chief Supply Chain	995	—	—	367	—
Oct 29, 2018 MForm 4 →	Oct 30, 6:20 pm EDT	TELEFLEX INCTFX	Benson SmithDirector	9,332	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 6:21 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Gregory PolliSVP, PRODUCT MANAGEMENT	473	—	—	176	—
Oct 26, 2018 MForm 4 →	Oct 30, 6:26 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	David WrightSVP, SALES	370	—	—	149	—
Oct 25, 2018 MForm 4/A →	Oct 30, 6:30 pm EDT	BG Staffing, Inc.BGSF	L. Allen Baker Jr.Director	54,785	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 6:47 pm EDT	ChemoCentryx, Inc.CCXI	Markus J. CappelChief Bus. Officer & Treasurer	30,237	—	—	19,375	—
Oct 26, 2018 MForm 4 →	Oct 30, 7:15 pm EDT	PayPal Holdings, Inc.PYPL	Gary J MarinoChief Commercial Officer	16,857	—	—	6,053	—
Oct 26, 2018 MForm 4 →	Oct 30, 7:19 pm EDT	PayPal Holdings, Inc.PYPL	John D RaineyCFO and EVP, Global Customer O	7,282	—	—	18,207	—
Oct 26, 2018 CForm 4 →	Oct 30, 7:27 pm EDT	SL GREEN REALTY CORPSLG	Matthew J. DiLibertoChief Financial Officer	35,000	—	—	42,734	—
Oct 26, 2018 AForm 4 →	Oct 30, 7:30 pm EDT	AIRXPANDERS INCAXP.AX	Francis P GrilloPresident and CEO, Director	9,617,127	—	—	6,759,987	—
Oct 30, 2018 MForm 4 →	Oct 30, 7:55 pm EDT	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	30,216	—
Oct 29, 2018 AForm 4 →	Oct 30, 7:58 pm EDT	CHIPOTLE MEXICAN GRILL INCCMG	Roger E TheodoredisChief Legal Officer & GC	7,564	—	—	7,564	—	amended
Oct 30, 2018 MForm 4 →	Oct 30, 8:04 pm EDT	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,711	—	—	125,638	—
Oct 29, 2018 MForm 4 →	Oct 30, 8:24 pm EDT	NEOPHOTONICS CORPNPTN	Timothy Storrs JenksCEO, Director	12,500	—	—	0	—
Oct 26, 2018 MForm 4 →	Oct 30, 8:26 pm EDT	PayPal Holdings, Inc.PYPL	John J DonahoeDirector	198,513	—	—	0	—
Oct 29, 2018 MForm 4 →	Oct 30, 8:32 pm EDT	NEOPHOTONICS CORPNPTN	Chiyue cheungChief Operating Officer	5,500	—	—	0	—
Oct 26, 2018 AForm 4 →	Oct 30, 9:25 pm EDT	Nielsen Holdings plcNLSN	Giovanni TavolieriChief Tech and Ops Officer	371,429	—	—	371,429	—
Oct 27, 2018 MForm 4 →	Oct 30, 9:28 pm EDT	SHUTTERFLY INCSFLY	Michael W PopeSVP & Chief Financial Officer	35,000	—	—	17,500	—
Oct 26, 2018 AForm 4 →	Oct 30, 9:29 pm EDT	Nielsen Holdings plcNLSN	David J AndersonChief Financial Officer	321,429	—	—	321,429	—
Oct 26, 2018 AForm 4 →	Oct 30, 9:32 pm EDT	Nielsen Holdings plcNLSN	Nancy R PhillipsChief Human Resources Officer	371,429	—	—	371,429	—
Oct 26, 2018 AForm 4 →	Oct 30, 9:41 pm EDT	Nielsen Holdings plcNLSN	Eric J DaleChief Legal Officer	342,857	—	—	342,857	—
Oct 30, 2018 MForm 4 →	Oct 31, 9:26 am EDT	SOTHEBYSBID	Valentino CarlottiEVP, Global Head of Bus. Dev.	13,662	—	—	8,070	—
Oct 30, 2018 MForm 4 →	Oct 31, 10:35 am EDT	MCCORMICK & CO INCMKC	Michael R SmithExecutive VP & CFO	7,200	—	—	0	—
Oct 30, 2018 MForm 4 →	Oct 31, 10:38 am EDT	UNITED COMMUNITY FINANCIAL CORPUCFC	Scott D. HunterDirector	1,000	—	—	0	—
Oct 30, 2018 MForm 4 →	Oct 31, 10:46 am EDT	MCCORMICK & CO INCMKC	Lawrence Erik KurziusChairman, President & CEO, Director	51,300	—	—	0	—
Oct 30, 2018 MForm 4 →	Oct 31, 10:58 am EDT	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	50,000	—	—	1,815,150	—
Oct 29, 2018 MForm 4 →	Oct 31, 12:53 pm EDT	FIRST MID ILLINOIS BANCSHARES INCFMBH	Eric S McRaeExecutive Vice President	2,500	—	—	0	—
Oct 29, 2018 AForm 4 →	Oct 31, 2:20 pm EDT	Avangrid, Inc.AGR	Peter Churchsee below	8,000	—	—	8,000	—
Feb 21, 2017 AForm 4 →	Oct 31, 2018, 2:20 pm EDT	HASBRO INCHAS	John FrascottiPresident & COO, Director	31,314	—	—	31,314	—	late
Feb 21, 2017 AForm 4 →	Oct 31, 2018, 2:28 pm EDT	HASBRO INCHAS	Deborah ThomasEVP & Chief Financial Officer	17,634	—	—	17,634	—	late
Feb 21, 2017 AForm 4 →	Oct 31, 2018, 2:34 pm EDT	HASBRO INCHAS	Wiebe TingaEVP & Chief Commercial Officer	16,448	—	—	16,448	—	late
Oct 29, 2018 AForm 4 →	Oct 31, 2:43 pm EDT	LEGG MASON, INC.LM	Margaret Milner RichardsonDirector	384	—	—	31,476	—
Oct 30, 2018 AForm 4 →	Oct 31, 2:44 pm EDT	CINTAS CORPCTAS	Robert E. ColettiAssistant Secretary, Director	1,964	—	—	1,964	—
Oct 30, 2018 AForm 4 →	Oct 31, 2:45 pm EDT	CINTAS CORPCTAS	Joseph ScaminaceDirector	1,964	—	—	1,964	—
Oct 29, 2018 AForm 4 →	Oct 31, 2:46 pm EDT	LEGG MASON, INC.LM	Michelle J GoldbergDirector	82	—	—	6,734	—
Oct 29, 2018 AForm 4 →	Oct 31, 2:49 pm EDT	LEGG MASON, INC.LM	Carol Anthony DavidsonDirector	236	—	—	19,376	—
Oct 29, 2018 AForm 4 →	Oct 31, 2:52 pm EDT	LEGG MASON, INC.LM	Kurt L SchmokeDirector	487	—	—	39,954	—
Oct 29, 2018 AForm 4 →	Oct 31, 2:54 pm EDT	S&W Seed CoSANW	David Thomas CallachorExecutive VP, International	75,000	—	—	75,000	—
Oct 30, 2018 MForm 4 →	Oct 31, 2:55 pm EDT	UNITED FIRE GROUP INCUFCS	Neal R ScharmerVP/General Counsel/Corp Sec	5,000	—	—	3,041	—
Feb 21, 2017 AForm 4 →	Oct 31, 2018, 2:55 pm EDT	HASBRO INCHAS	Brian GoldnerChairman & CEO, Director	170,800	—	—	170,800	—	late
Oct 30, 2018 AForm 4 →	Oct 31, 2:58 pm EDT	CINTAS CORPCTAS	Ronald W TysoeDirector	1,964	—	—	1,964	—
Oct 30, 2018 MForm 4 →	Oct 31, 2:59 pm EDT	ESSEX PROPERTY TRUST INCESS	John F. BurkartSr. Executive Vice President	834	—	—	0	—
Oct 30, 2018 MForm 4 →	Oct 31, 3:02 pm EDT	KROGER COKR	Clyde R MooreDirector	13,000	—	—	0	—
Oct 31, 2018 AForm 4 →	Oct 31, 3:04 pm EDT	AMERICAN SOFTWARE INCAMSWA	Dennis HogueDirector	3,000	—	—	3,000	—
Oct 30, 2018 AForm 4 →	Oct 31, 3:06 pm EDT	CINTAS CORPCTAS	Melanie W. BarstadDirector	1,964	—	—	1,964	—
Oct 30, 2018 AForm 4 →	Oct 31, 3:09 pm EDT	CINTAS CORPCTAS	James J JohnsonDirector	1,964	—	—	1,964	—
Oct 30, 2018 AForm 4 →	Oct 31, 3:14 pm EDT	CINTAS CORPCTAS	John F BarrettDirector	1,964	—	—	1,964	—
Oct 31, 2018 AForm 4 →	Oct 31, 3:16 pm EDT	AMERICAN SOFTWARE INCAMSWA	Matthew G McKennaDirector	3,000	—	—	3,000	—
Oct 29, 2018 MForm 4 →	Oct 31, 3:16 pm EDT	VARIAN MEDICAL SYSTEMS INCVAR	Magnus MomsenSVP, CAO, Corporate Controller	2,700	—	—	2,800	—
Oct 29, 2018 MForm 4 →	Oct 31, 3:18 pm EDT	VARIAN MEDICAL SYSTEMS INCVAR	John W KuoSVP, Gen Counsel and Secretary	465	—	—	7,440	—
Oct 30, 2018 AForm 4 →	Oct 31, 3:21 pm EDT	CINTAS CORPCTAS	Gerald S AdolphDirector	1,964	—	—	1,964	—
Oct 31, 2018 AForm 4 →	Oct 31, 3:21 pm EDT	AMERICAN SOFTWARE INCAMSWA	James B Miller Jr.Director	3,000	—	—	3,000	—
Oct 29, 2018 GForm 4 →	Oct 31, 3:23 pm EDT	Sterling Real Estate Trustno symbol	James Wieland10% Owner	75,676	—	—	1,389,423	—
Oct 31, 2018 AForm 4 →	Oct 31, 3:23 pm EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	—	—	3,000	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.