SEC Form 4 · accession 0000046080-18-000139
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Goldner
Officer — Chairman & CEO · Director
Period of report
Feb 21, 2017
Accepted (ET)
Oct 31, 2018 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share)F1,F2,F3 | Oct 29, 2018 | P | 11,000 | $91.7998 | A | 1,005,190 | I | By the Brian D. Goldner Trust |
| Common Stock (Par Value $.50 per share) | holding | — | — | — | 57,805 | D | ||
| Common Stock (Par Value $.50 per share)F3 | holding | — | — | — | 29,588 | I | By the Barbara S. Goldner Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F6 | $98.80 | Feb 21, 2017 | A | 170,800 | A | — | Feb 20, 2024 | Common Stock | 170,800 | 170,800 | D |
Explanation of responses
- F1This was an open market purchase of 11,000 shares by The Brian D. Goldner Trust.
- F2The price reported in Column 4 is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $91.34 to $92.00, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2.
- F3Mr. Goldner disclaims beneficial ownership of all of these shares except to the extent of this proportionate pecuniary interest therein.
- F4These options were granted under an employee stock option plan in accordance with Rule 16b-3 and have tandem tax withholding rights.
- F5This grant of stock options on February 21, 2017 was inadvertently not reported following the award date.
- F633 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.