SEC Form 4 · accession 0000887936-18-000078
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis P Lu
Officer — General Counsel
Period of report
Oct 26, 2018
Accepted (ET)
Oct 30, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2018 | M | 9,905 | $34.33 | A | 21,573 | D | |
| Common Stock | Oct 26, 2018 | M | 4,355 | $40.36 | A | 25,928 | D | |
| Common StockF1 | Oct 26, 2018 | S | 9,560 | $69.60 | D | 16,368 | D | |
| Common StockF1 | Oct 26, 2018 | S | 1,100 | $70.17 | D | 15,268 | D | |
| Common StockF1 | Oct 26, 2018 | S | 1,600 | $71.30 | D | 13,668 | D | |
| Common StockF1 | Oct 26, 2018 | S | 1,165 | $72.95 | D | 12,503 | D | |
| Common StockF1 | Oct 26, 2018 | S | 835 | $73.29 | D | 11,668 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $34.33 | Oct 26, 2018 | M | 9,905 | D | — | Mar 1, 2026 | Common Stock | 9,905 | 18,018 | D |
| Stock Option (right to buy) | $40.36 | Oct 26, 2018 | M | 4,355 | D | Mar 6, 2018 | Mar 6, 2027 | Common Stock | 4,355 | 13,663 | D |
Explanation of responses
- F1On October 26, 2018, Mr. Lu sold an aggregate of 14,260 shares of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $69.05 to $73.64. The Company maintains a record of the transactions and copies will be provided upon request.
- F24,952 options became exercisable on March 1, 2017 and 4,953 options became exercisable on March 1, 2018.