SEC Form 4 · accession 0001213900-18-014689
Ecoark Holdings, Inc. · ZEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael John Green
Director
Period of report
Oct 27, 2018
Accepted (ET)
Oct 30, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437491
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $1.02 | Oct 27, 2018 | A | 28,982 | A | Oct 27, 2018 | Oct 27, 2023 | Common Stock | 28,982 | 28,982 | D |
Explanation of responses
- F1The option agreements were issued to the directors on October 27, 2018, based on the Issuer's stock price at the end of the quarter pursuant to Issuer's policy on directors' compensation.