SEC Form 4/A · accession 0001474903-18-000127
BGSF, INC. · BGSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
L. Allen Baker Jr.
Director
Period of report
Oct 25, 2018
Accepted (ET)
Oct 30, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 17,402 | $12.50 | A | 17,402 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 5,383 | $11.00 | A | 22,785 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 6,000 | $11.00 | A | 28,785 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 6,000 | $11.00 | A | 34,785 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 38,785 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 42,785 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 46,785 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 50,785 | I | Allen and Debra Baker Revocable Trust |
| Common Stock, $0.01 per share par value | Oct 25, 2018 | M | 4,000 | $16.76 | A | 54,785 | I | Allen and Debra Baker Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.50 | Oct 25, 2018 | M | 17,402 | D | Feb 6, 2014 | Feb 6, 2024 | Common Stock, $0.01 per share par value | 17,402 | 0 | D |
| Stock OptionsF1 | $11.00 | Oct 25, 2018 | M | 5,383 | D | Jun 9, 2017 | Jun 9, 2025 | Common Stock, $0.01 per share par value | 5,383 | 0 | D |
| Stock OptionsF1 | $11.00 | Oct 25, 2018 | M | 6,000 | D | Jun 9, 2018 | Jun 9, 2025 | Common Stock, $0.01 per share par value | 6,000 | 0 | D |
| Stock OptionsF1 | $11.00 | Oct 25, 2018 | M | 6,000 | D | Jun 9, 2019 | Jun 9, 2025 | Common Stock, $0.01 per share par value | 6,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2017 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2018 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2019 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2020 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
| Stock OptionsF1 | $16.76 | Oct 25, 2018 | M | 4,000 | D | Jun 7, 2021 | Jun 7, 2027 | Common Stock, $0.01 per share par value | 4,000 | 0 | D |
Explanation of responses
- F1Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.
Remarks
This amended report is being filed to correct the number of shares beneficially owned by the Reporting Person after each reported transaction (i.e., Column 5 of Table I) to correct a mathematical error in the original filing.