SEC Form 4 · accession 0001127602-18-031275
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christa L Sorenson
Officer — Executive Vice President
Period of report
Oct 29, 2018
Accepted (ET)
Oct 30, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Oct 29, 2018 | M | 2,408 | $28.10 | A | 7,796 | D | |
| Common Shares Of Beneficial InterestF1 | Oct 29, 2018 | S | 2,408 | $66.00 | D | 5,388 | D | |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 235 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $28.10 | Oct 29, 2018 | M | 2,408 | D | Feb 5, 2013 | Feb 5, 2020 | Common Shares Of Beneficial Interest | 2,408 | 0 | D |
Explanation of responses
- F1Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
- F2Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 15, 2018.