SEC Form 4 · accession 0001618732-18-000159
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunil Potti
Officer — Chief Product/Development Ofcr
Period of report
Oct 28, 2018
Accepted (ET)
Oct 30, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 28, 2018 | M | 3,571 | $0.00 | A | 169,676 | D | |
| Class A Common Stock | Oct 28, 2018 | M | 3,125 | $0.00 | A | 172,801 | D | |
| Class A Common StockF1 | Oct 29, 2018 | F | 3,338 | $37.81 | D | 169,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 28, 2018 | M | 3,571 | D | — | — | Class A Common Stock | 3,571 | 112,948 | D |
| Restricted Stock UnitsF2,F3 | — | Oct 28, 2018 | M | 3,125 | D | — | — | Class A Common Stock | 3,125 | 109,822 | D |
Explanation of responses
- F1Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- F2Each RSU represents a contingent right to receive one share of Issuer common stock.
- F3On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.