SEC Form 4 · accession 0000950138-18-000582
Express Scripts Holding Co. · ESRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J DeLaney III
Director
Period of report
Oct 26, 2018
Accepted (ET)
Oct 30, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001532063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2018 | M | 5,464 | $46.70 | A | 17,696 | D | |
| Common StockF1 | Oct 26, 2018 | F | 2,707 | $94.28 | D | 14,989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $46.70 | Oct 26, 2018 | M | 5,464 | D | — | Oct 28, 2018 | Express Scripts Holding Company Common Stock | 5,464 | 0 | D |
Explanation of responses
- F1Represents shares tendered to Company to cover payment of exercise price due upon exercise of stock option previously awarded under long-term incentive plan.
- F2Represents options that were automatically exercised immediately prior to the expiration of the options.
- F3Grant of Stock Options pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vested in three (3) equal installments on October 28, 2012, October 28, 2013, and October 28, 2014.