Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jul 12, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

137 filings · trading day Jul 12, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 9, 2018 MForm 4 →	Jul 11, 6:05 pm EDT	Sarepta Therapeutics, Inc.SRPT	Alexander CumboSVP, Chief Commercial Officer	33,782	$13.78	$465,415	2,250	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:45 pm EDT	AQUA AMERICA INCWTR	Matthew RhodesEVP, Strategy & Corp Dev	6,856	$35.44	$242,977	6,856	—
Jul 10, 2018 MForm 4 →	Jul 12, 3:26 pm EDT	KAR Auction Services, Inc.KAR	Donald S. GottwaldCOO & Chief Strategy Officer	10,000	$10.00	$100,000	20,000	—
Jul 9, 2018 CMForm 4 →	Jul 11, 4:26 pm EDT	ROKU, INCROKU	Stephen H KaySVP General Counsel, Secretary	30,000	$2.94	$88,200	0	—
Jul 11, 2018 AForm 4 →	Jul 12, 12:02 pm EDT	RAVEN INDUSTRIES INCRAVN	Lois M MartinDirector	1,480	$39.45	$58,373	1,480	—
Jul 11, 2018 AForm 4 →	Jul 12, 12:09 pm EDT	RAVEN INDUSTRIES INCRAVN	Janet M HollowayDirector	1,480	$39.45	$58,373	1,480	—
Jul 10, 2018 AForm 4 →	Jul 11, 4:20 pm EDT	Duke Energy CORPDUK	Carlos A SaladrigasDirector	393	$79.52	$31,251	43,475	—
Jul 10, 2018 AForm 4 →	Jul 11, 4:20 pm EDT	Duke Energy CORPDUK	Charles W MoormanDirector	393	$79.52	$31,251	9,619	—
Jul 10, 2018 AForm 4 →	Jul 11, 4:00 pm EDT	Victory Capital Holdings, Inc.VCTR	Alan RappaportDirector	3,078	$10.15	$31,242	110,375	—
Jul 10, 2018 AForm 4 →	Jul 11, 4:01 pm EDT	Victory Capital Holdings, Inc.VCTR	James B HawkesDirector	3,078	$10.15	$31,242	381,855	—
Jul 10, 2018 AForm 4 →	Jul 11, 6:31 pm EDT	IRON MOUNTAIN INCIRM	Kris HalvorsenDirector	708	$36.19	$25,608	23,394	—
Jul 9, 2018 MForm 4 →	Jul 12, 2:30 pm EDT	QCR HOLDINGS INCQCRH	Thomas D BuddPresident/CEO RB&T	856	$22.64	$19,380	856	—	late
Jul 9, 2018 AForm 4 →	Jul 11, 5:27 pm EDT	Monster Beverage CorpMNST	Gary P FayardDirector	298	$58.72	$17,499	4,444	—
Jul 10, 2018 AForm 4 →	Jul 11, 4:19 pm EDT	Duke Energy CORPDUK	James B Hyler Jr.Director	220	$79.52	$17,494	31,791	—
Jul 9, 2018 AForm 4 →	Jul 11, 5:28 pm EDT	Monster Beverage CorpMNST	Benjamin PolkDirector	255	$58.72	$14,974	4,272	—
Jul 10, 2018 AForm 4 →	Jul 11, 4:01 pm EDT	Victory Capital Holdings, Inc.VCTR	Karin Hirtler-GarveyDirector	615	$10.15	$6,242	19,124	—
Jul 10, 2018 AForm 4 →	Jul 12, 2:45 pm EDT	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	13	$117.92	$1,558	648	—
Jul 10, 2018 AForm 4 →	Jul 12, 2:46 pm EDT	MCCORMICK & CO INCMKC	Brendan M FoleyPresident Global Consumer	11	$117.92	$1,346	634	—
Jul 10, 2018 AForm 4 →	Jul 12, 2:45 pm EDT	MCCORMICK & CO INCMKC	Christina M McMullenVice President & Controller	5	$117.92	$564	73	—
Jul 10, 2018 MForm 4 →	Jul 11, 4:00 pm EDT	Sleep Number CorpSNBR	Andrea Lee BloomquistSVP, Chief Product Officer	14,875	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:03 pm EDT	U.S. Auto Parts Network, Inc.PRTS	Barry PhelpsDirector	1,414	—	—	2,114	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:04 pm EDT	U.S. Auto Parts Network, Inc.PRTS	Jay Keith GreysonDirector	1,414	—	—	2,114	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:04 pm EDT	REGENERON PHARMACEUTICALS INCREGN	P Roy VagelosChairman of the Board, Director	153,274	—	—	0	—
Jul 11, 2018 AForm 4 →	Jul 11, 4:05 pm EDT	TECHPRECISION CORPTPCS	Alexander ShenChief Executive Officer	100,000	—	—	2,100,000	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:05 pm EDT	Coherus BioSciences, Inc.CHRS	Barbara K FinckChief Medical Officer	1,760	—	—	86,461	—
Jul 11, 2018 AForm 4 →	Jul 11, 4:06 pm EDT	TECHPRECISION CORPTPCS	Thomas SammonsChief Financial Officer	50,000	—	—	550,000	—
Jul 5, 2018 MForm 4 →	Jul 11, 4:06 pm EDT	FOX FACTORY HOLDING CORPFOXF	Wesley E AllingerSEE REMARKS (A)	20,000	—	—	53,994	—	late
Jul 10, 2018 AForm 4 →	Jul 11, 4:08 pm EDT	Loop Industries, Inc.LOOP	Nelson SwitzerChief Growth Officer	13,209	—	—	13,209	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:08 pm EDT	U.S. Auto Parts Network, Inc.PRTS	Joshua L BermanDirector	1,414	—	—	2,114	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:08 pm EDT	Calyxt, Inc.CLXT	Daniel F VoytasChief Science Officer	4,083	—	—	32,668	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:10 pm EDT	DASAN ZHONE SOLUTIONS INCDZSI	Mikhail GolombChief Financial Officer	35,000	—	—	35,000	—	amended
Jul 10, 2018 MForm 4 →	Jul 11, 4:15 pm EDT	Quotient LtdQTNT	Brian McDonoughDirector	10,493	—	—	0	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:16 pm EDT	At Home Group Inc.HOME	Sumit AnandChief Technology Officer	22,908	—	—	22,908	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:19 pm EDT	Inuvo, Inc.INUV	Andrea HaldemanChief Revenue Officer	22,500	—	—	22,500	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:19 pm EDT	Inuvo, Inc.INUV	John B PisarisGeneral Counsel	21,000	—	—	21,000	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:22 pm EDT	INTEGRA LIFESCIENCES HOLDINGS CORPIART	Stuart EssigDirector	159,752	—	—	101,224	—
Jul 10, 2018 MForm 4 →	Jul 11, 4:22 pm EDT	NOBLE ENERGY INCNBL	Gary W. WillinghamExec. VP Operations	24,646	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:23 pm EDT	AMERICAN TOWER CORP /MA/AMT	James D Taiclet Jr.Chairman, President and CEO, Director	43,843	—	—	43,808	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:23 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Carman AlensonPrincipal Accounting Officer	272	—	—	12,578	—
Jul 10, 2018 CForm 4 →	Jul 11, 4:24 pm EDT	Wayfair Inc.W	Steven ConineCo-Founder, Director, 10% Owner	73,000	—	—	12,768,346	—
Jul 10, 2018 MForm 4 →	Jul 11, 4:24 pm EDT	NOBLE ENERGY INCNBL	Charles J. RimerSr. VP Global Services	17,020	—	—	0	—
Jul 10, 2018 CForm 4 →	Jul 11, 4:24 pm EDT	Wayfair Inc.W	Niraj ShahChief Executive Officer, Director, 10% Owner	73,000	—	—	12,768,044	—
Jul 10, 2018 MForm 4 →	Jul 11, 4:25 pm EDT	BOSTON SCIENTIFIC CORPBSX	Jeffrey B. MirvissSVP&Pres, Periph Intervent	33,512	—	—	0	—
Aug 16, 2017 AForm 4 →	Jul 11, 2018, 4:30 pm EDT	Gripevine Inc.GRPV	Richard HueCEO, Director, 10% Owner	2,513,000	—	—	256,500	—	late
Jul 9, 2018 AForm 4 →	Jul 11, 4:40 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Taneli RudaEVP, Chief Strategy Officer	6,472	—	—	6,472	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:41 pm EDT	INCYTE CORPINCY	Paula J SwainEVP, Human Resources	10,000	—	—	81,782	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:44 pm EDT	Macy's, Inc.M	Paula A PriceChief Financial Officer	92,755	—	—	48,400	—
May 23, 2018 AForm 4 →	Jul 11, 4:45 pm EDT	Ophthotech Corp.OPHT	David E RedlickDirector	16,000	—	—	16,000	—	late
Jul 9, 2018 AForm 4 →	Jul 11, 4:45 pm EDT	Keurig Dr Pepper Inc.KDP	Ozan DokmeciogluChief Financial Officer	1,561,678	—	—	250,640	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:46 pm EDT	Keurig Dr Pepper Inc.KDP	Robert James GamgortCEO & President, Director	3,968,009	—	—	248,808	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:46 pm EDT	Adamis Pharmaceuticals CorpADMP	Robert B RothermelDirector	30,000	—	—	30,000	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:47 pm EDT	Keurig Dr Pepper Inc.KDP	Herbert Derek HopkinsChief Commercial Officer	686,657	—	—	108,257	—
May 23, 2018 AForm 4 →	Jul 11, 4:47 pm EDT	Ophthotech Corp.OPHT	Jane HendersonDirector	16,000	—	—	16,000	—	late
Jul 9, 2018 AForm 4 →	Jul 11, 4:47 pm EDT	Keurig Dr Pepper Inc.KDP	Brian Andrew LoucksPresident Keurig Appliances	63,143	—	—	12,629	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:48 pm EDT	Keurig Dr Pepper Inc.KDP	Margaret NewmanChief Human Resources Officer	205,622	—	—	43,284	—
May 23, 2018 AForm 4 →	Jul 11, 4:48 pm EDT	Ophthotech Corp.OPHT	Axel BolteDirector	16,000	—	—	16,000	—	late
Jul 9, 2018 AForm 4 →	Jul 11, 4:48 pm EDT	CHEMICAL FINANCIAL CORPCHFC	Christopher J. McComishOther	4,318	—	—	4,318	—
Jul 10, 2018 AForm 4 →	Jul 11, 4:48 pm EDT	Marina Biotech, Inc.MRNA	Robert Moscato Jr.Chief Executive Officer, Director	1,500,000	—	—	1,500,000	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:50 pm EDT	Adamis Pharmaceuticals CorpADMP	Richard C WilliamsDirector	30,000	—	—	30,000	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:51 pm EDT	CHEMICAL FINANCIAL CORPCHFC	John Brennan RyanChief Operating Officer	8,981	—	—	8,981	—
Jul 9, 2018 AForm 4 →	Jul 11, 4:53 pm EDT	Adamis Pharmaceuticals CorpADMP	William C DenbyDirector	30,000	—	—	30,000	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:57 pm EDT	IHS Markit Ltd.INFO	Sari Beth GranatEVP, General Counsel	100	—	—	24,900	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:58 pm EDT	ENERGIZER HOLDINGS, INC.ENR	W Patrick McGinnisDirector	5,589	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 11, 4:59 pm EDT	ENERGIZER HOLDINGS, INC.ENR	Kevin J HuntDirector	5,589	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:00 pm EDT	ENERGIZER HOLDINGS, INC.ENR	Bill G ArmstrongDirector	5,589	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:01 pm EDT	MOMENTA PHARMACEUTICALS INCMNTA	Elizabeth StonerDirector	6,000	—	—	11,750	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:01 pm EDT	Loxo Oncology, Inc.LOXO	Joshua H. BilenkerPresident & CEO, Director	15,000	—	—	93,932	—	amended
Jul 9, 2018 MForm 4 →	Jul 11, 5:03 pm EDT	Loxo Oncology, Inc.LOXO	Jacob Van NaardenChief Business Officer	3,082	—	—	78,269	—	amended
Jul 9, 2018 AForm 4 →	Jul 11, 5:04 pm EDT	CHRISTOPHER & BANKS CORPCBK	Richard BundySVP, Chief Financial Officer	75,757	—	—	75,757	—
Jul 9, 2018 CForm 4 →	Jul 11, 5:04 pm EDT	Square, Inc.SQ	James Morgan McKelvey Jr.Director	400,000	—	—	400,000	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:04 pm EDT	Loxo Oncology, Inc.LOXO	Jennifer BursteinSenior VP of Finance	1,500	—	—	30,000	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:05 pm EDT	INOVIO PHARMACEUTICALS, INC.INO	Peter KiesCFO	15,000	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:05 pm EDT	Wave Life Sciences Ltd.WVE	Chris FrancisSee Remarks	24,496	—	—	52,572	—
Jul 9, 2018 AForm 4 →	Jul 11, 5:05 pm EDT	AxoGen, Inc.AXGN	Lisa N ColleranDirector	13,050	—	—	3,916	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:06 pm EDT	ENERGIZER HOLDINGS, INC.ENR	Mark Stephen LaVigneEXECUTIVE VP, COO	16,513	—	—	33,026	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:06 pm EDT	ENERGIZER HOLDINGS, INC.ENR	Gregory T KinderEVP, Chief Supply Chain Off.	5,588	—	—	11,176	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:07 pm EDT	ENERGIZER HOLDINGS, INC.ENR	Alan R. HoskinsPresident & CEO, Director	40,235	—	—	80,469	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:09 pm EDT	ANAPTYSBIO INCANAB	Hamza SuriaPresident, CEO, Director	7,636	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:09 pm EDT	ENERGIZER HOLDINGS, INC.ENR	Susan K DrathVP, Chief HR Officer	4,191	—	—	8,382	—
May 23, 2018 AForm 4 →	Jul 11, 5:09 pm EDT	Ophthotech Corp.OPHT	Michael Jay RossDirector	16,000	—	—	16,000	—	late
Jun 6, 2018 AForm 4/A →	Jul 11, 5:09 pm EDT	CERUS CORPCERS	Timothy B AndersonDirector	29,465	—	—	10,223	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:12 pm EDT	VOCERA COMMUNICATIONS, INC.VCRA	Brent D. LangChairman, President & CEO, Director	10,000	—	—	54,500	—
Jul 2, 2018 MForm 4/A →	Jul 11, 5:12 pm EDT	Johnson Controls International plcJCI	George OliverChairman & CEO	78,703	—	—	24,468	—
Jun 6, 2018 AForm 4/A →	Jul 11, 5:13 pm EDT	CERUS CORPCERS	Gail SchulzeDirector	29,465	—	—	10,223	—
Jun 6, 2018 AForm 4/A →	Jul 11, 5:14 pm EDT	CERUS CORPCERS	Daniel N Swisher Jr.Director	36,772	—	—	12,758	—
Jun 6, 2018 AForm 4/A →	Jul 11, 5:16 pm EDT	CERUS CORPCERS	Frank WitneyDirector	29,465	—	—	10,223	—
Jul 10, 2018 MForm 4 →	Jul 11, 5:20 pm EDT	AEHR TEST SYSTEMSAEHR	David S HendricksonChief Technology Officer	350	—	—	9,650	—
Jul 9, 2018 AForm 4 →	Jul 11, 5:22 pm EDT	PROOFPOINT INCPFPT	Klaus OestermannPresident, COO, Director	82,853	—	—	82,853	—
Jul 9, 2018 CForm 4 →	Jul 11, 5:24 pm EDT	Pure Storage, Inc.PSTG	Michael L SpeiserDirector	4,437,833	—	—	0	—
Jul 10, 2018 AForm 4 →	Jul 11, 5:39 pm EDT	TAPESTRY, INC.TPR	Darrell CavensDirector	7,572	—	—	7,572	—
Apr 20, 2018 GJXForm 4 →	Jul 11, 5:42 pm EDT	PAVmed Inc.PAVM	Lishan Aklog +1Chairman and CEO, Director, 10% Owner	984,465	—	—	2,078,285	—	late
Jul 10, 2018 AForm 4 →	Jul 11, 5:42 pm EDT	Dare Bioscience, Inc.DARE	Jessica D. GrossmanDirector	45,000	—	—	45,000	—
Jul 10, 2018 AForm 4 →	Jul 11, 5:44 pm EDT	Dare Bioscience, Inc.DARE	Susan L. KelleyDirector	45,000	—	—	45,000	—
Jul 10, 2018 AForm 4 →	Jul 11, 5:45 pm EDT	Dare Bioscience, Inc.DARE	William H RastetterDirector	45,000	—	—	45,000	—
Jul 10, 2018 AForm 4 →	Jul 11, 5:46 pm EDT	Dare Bioscience, Inc.DARE	Robin Joan SteeleDirector	45,000	—	—	45,000	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:47 pm EDT	VALVOLINE INCVVV	Anthony R. PuckettPresident, Quick Lubes	18,964	—	—	0	—
Jun 26, 2018 JForm 4 →	Jul 11, 5:49 pm EDT	PAVmed Inc.PAVM	Michael J GlennonVice Chairman, Director	645,346	—	—	0	—	late
Jul 10, 2018 AForm 4 →	Jul 11, 5:52 pm EDT	Dare Bioscience, Inc.DARE	Roger HawleyDirector	45,000	—	—	45,000	—
Jul 10, 2018 AForm 4 →	Jul 11, 5:56 pm EDT	HomeStreet, Inc.HMST	Don VossDirector	324	—	—	324	—
Jul 10, 2018 AForm 4 →	Jul 11, 5:57 pm EDT	HomeStreet, Inc.HMST	George KirkDirector	719	—	—	719	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:57 pm EDT	ENERGIZER HOLDINGS, INC.ENR	Timothy W GormanEVP, CFO & CAO	2,794	—	—	5,588	—
Jul 9, 2018 MForm 4 →	Jul 11, 5:57 pm EDT	ENERGIZER HOLDINGS, INC.ENR	Emily K BossVP, General Counsel	5,588	—	—	11,176	—
Jul 10, 2018 AForm 4 →	Jul 11, 5:58 pm EDT	HomeStreet, Inc.HMST	Victor H IndiekDirector	322	—	—	322	—
Jul 10, 2018 AForm 4 →	Jul 11, 6:00 pm EDT	HomeStreet, Inc.HMST	David A EdererDirector	830	—	—	830	—
Jul 9, 2018 CForm 4 →	Jul 11, 6:09 pm EDT	Workday, Inc.WDAY	David A DuffieldDirector, 10% Owner	392,758	—	—	57,243,193	—
Jul 9, 2018 MForm 4 →	Jul 11, 6:59 pm EDT	FIBROGEN INCFGEN	Jorma RouttiDirector	6,000	—	—	6,000	—
Jul 9, 2018 AForm 4 →	Jul 11, 7:02 pm EDT	MYOMO INCMYO	Micah MitchellChief Commercial Officer	30,000	—	—	30,000	—
Jul 10, 2018 MForm 4 →	Jul 11, 7:18 pm EDT	NIKE INCNKE	John C LechleiterDirector	36,000	—	—	0	—
Jul 9, 2018 CForm 4 →	Jul 11, 7:20 pm EDT	Easterly Government Properties, Inc.DEA	Darrell W CrateChairman, Director	8,125	—	—	337,715	—
Jul 9, 2018 MForm 4 →	Jul 11, 7:23 pm EDT	PHOTRONICS INCPLAB	Mitchell G TysonDirector	1,040	—	—	4,160	—
Jul 9, 2018 MForm 4 →	Jul 11, 7:30 pm EDT	CONAGRA BRANDS INC.CAG	Ruth Ann MarshallDirector	3,023	—	—	0	—
Jul 10, 2018 AForm 4 →	Jul 11, 7:48 pm EDT	Marina Biotech, Inc.MRNA	Uli HacksellDirector	1,000,000	—	—	1,000,000	—
Jul 9, 2018 CForm 4 →	Jul 11, 8:11 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	BFI Co., LLC10% Owner	30,000	—	—	20,335,504	—
Jul 9, 2018 CForm 4 →	Jul 11, 8:14 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	Jack BendheimPresident and CEO, Director, 10% Owner	30,000	—	—	20,335,504	—
Jul 10, 2018 CMForm 4 →	Jul 11, 8:19 pm EDT	Facebook IncFB	Michael Todd SchroepferChief Technology Officer	198,768	—	—	0	—
Jul 9, 2018 AForm 4 →	Jul 11, 8:19 pm EDT	HELIUS MEDICAL TECHNOLOGIES, INC.HSDT	Jennifer LauxChief Commercial Officer	150,000	—	—	150,000	—
Jul 9, 2018 CForm 4 →	Jul 11, 8:23 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	285,000	—	—	364,115,554	—
Jul 9, 2018 MForm 4 →	Jul 11, 8:28 pm EDT	SEATTLE GENETICS INC /WASGEN	Clay B SiegallPresident and CEO, Director	18,832	—	—	18,831	—
Jul 11, 2018 CForm 4 →	Jul 11, 8:41 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	142,500	—	—	363,973,054	—
Jul 10, 2018 MForm 4 →	Jul 11, 8:41 pm EDT	ORACLE CORPORCL	W Corey WestController, EVP, CAO	17,812	—	—	53,438	—
Jul 10, 2018 MForm 4 →	Jul 11, 8:42 pm EDT	ORACLE CORPORCL	Dorian DaleyEVP, Gen'l Counsel, Secretary	40,625	—	—	121,875	—
Jul 10, 2018 MForm 4 →	Jul 11, 8:44 pm EDT	ORACLE CORPORCL	Edward ScrevenChief Corporate Architect	46,875	—	—	140,625	—
Jun 27, 2018 AForm 4 →	Jul 11, 9:38 pm EDT	ORACLE CORPORCL	Dorian DaleyEVP, Gen'l Counsel, Secretary	162,500	—	—	162,500	—	late
Jun 27, 2018 AForm 4 →	Jul 11, 9:42 pm EDT	ORACLE CORPORCL	Jeffrey HenleyExecutive Vice Chairman, Director	400,000	—	—	400,000	—	late
Jun 27, 2018 AForm 4 →	Jul 11, 9:44 pm EDT	ORACLE CORPORCL	Edward ScrevenChief Corporate Architect	250,000	—	—	250,000	—	late
Jul 9, 2018 MForm 4 →	Jul 11, 9:45 pm EDT	HARVARD BIOSCIENCE INCHBIO	Robert E. GagnonChief Financial Officer	144,172	—	—	45,828	—
Jun 27, 2018 AForm 4 →	Jul 11, 9:46 pm EDT	ORACLE CORPORCL	W Corey WestController, EVP, CAO	73,750	—	—	73,750	—	late
Jul 10, 2018 AForm 4 →	Jul 12, 10:33 am EDT	COATES INTERNATIONAL LTD \DE\COTE	Barry C KayeTreasurer and CFO, Director	1,144	—	—	3,217	—
Jul 10, 2018 AForm 4 →	Jul 12, 10:34 am EDT	COATES INTERNATIONAL LTD \DE\COTE	Gregory G CoatesDirector	14,613	—	—	41,430	—
Jul 10, 2018 AForm 4 →	Jul 12, 10:35 am EDT	COATES INTERNATIONAL LTD \DE\COTE	George J. CoatesPresident and CEO, Director, 10% Owner	193,048	—	—	545,342	—
Jul 11, 2018 XForm 4 →	Jul 12, 10:56 am EDT	TORTOISE MLP FUND, INC.NTG	Brian Alan KessensOther	1,083	—	—	2	—
Jul 11, 2018 XForm 4 →	Jul 12, 11:05 am EDT	TORTOISE MLP FUND, INC.NTG	Shobana GopalVice President	720	—	—	0	—
Mar 9, 2018 AForm 4 →	Jul 12, 11:20 am EDT	DAVEY TREE EXPERT COno symbol	James Edgar DoyleExec VP&GM Davey Tree Canada	4,833	—	—	4,833	—	late
Mar 29, 2018 CForm 4 →	Jul 12, 11:43 am EDT	REPUBLIC FIRST BANCORP INCFRBK	Vernon W Hill IIDirector	6,000,000	—	—	0	—	late
Jul 11, 2018 MForm 4 →	Jul 12, 11:49 am EDT	HORMEL FOODS CORP /DE/HRL	Robert NakasoneDirector	6,000	—	—	0	—
Jul 11, 2018 MForm 4 →	Jul 12, 3:23 pm EDT	State Auto Financial CORPSTFC	Steven Eugene EnglishSenior Vice President	2,332	—	—	2,332	—
Jun 26, 2018 JForm 4 →	Jul 12, 3:49 pm EDT	PAVmed Inc.PAVM	Brian J. DeGuzmanChief Medical Officer	645,346	—	—	0	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.