SEC Form 4 · accession 0001140361-18-032203
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell G Tyson
Director
Period of report
Mar 12, 2018
Accepted (ET)
Jul 11, 2018 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2018 | S | 750 | $9.00 | D | 77,879 | D | |
| Common StockF1,F2 | Mar 12, 2018 | S | 750 | $9.00 | D | 77,129 | D | |
| Common StockF1,F2 | May 22, 2018 | S | 750 | $9.85 | D | 76,379 | D | |
| Common StockF1,F2 | May 22, 2018 | S | 750 | $9.85 | D | 75,629 | D | |
| Common Stock | Jul 9, 2018 | M | 1,040 | $0.76 | A | 76,669 | D | |
| Common StockF1 | Jul 9, 2018 | S | 1,040 | $8.55 | D | 75,629 | D | |
| Common StockF1 | Jul 9, 2018 | S | 750 | $9.00 | D | 74,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $0.76 | Jul 9, 2018 | M | 1,040 | D | Nov 10, 2012 | Nov 10, 2018 | Common Stock | 1,040 | 4,160 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.
- F2Received notification of sale from broker on July 11, 2018.