SEC Form 4 · accession 0001127602-18-023106
Sleep Number Corp · SNBRQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea Lee Bloomquist
Officer — SVP, Chief Product Officer
Period of report
Jul 10, 2018
Accepted (ET)
Jul 11, 2018 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2018 | M | 1,750 | $0.94 | A | 44,120 | D | |
| Common Stock | Jul 10, 2018 | M | 2,625 | $9.75 | A | 46,745 | D | |
| Common Stock | Jul 10, 2018 | M | 5,250 | $9.75 | A | 51,995 | D | |
| Common Stock | Jul 10, 2018 | M | 5,250 | $9.75 | A | 57,245 | D | |
| Common StockF1 | Jul 10, 2018 | F | 7,539 | $30.13 | D | 49,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.94 | Jul 10, 2018 | M | 1,750 | D | Jun 1, 2010 | May 31, 2019 | Common Stock | 1,750 | 0 | D |
| Employee Stock Option (Right to Buy) | $9.75 | Jul 10, 2018 | M | 2,625 | D | Jun 4, 2011 | Jun 3, 2020 | Common Stock | 2,625 | 0 | D |
| Employee Stock Option (Right to Buy) | $9.75 | Jul 10, 2018 | M | 5,250 | D | Jun 4, 2011 | Jun 3, 2020 | Common Stock | 5,250 | 0 | D |
| Employee Stock Option (Right to Buy) | $9.75 | Jul 10, 2018 | M | 5,250 | D | Jun 4, 2011 | Jun 3, 2020 | Common Stock | 5,250 | 0 | D |
Explanation of responses
- F1These shares were withheld from the option exercise to cover the exercise price and estimated tax obligation.