SEC Form 4 · accession 0001140361-18-032144
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumit Anand
Officer — Chief Technology Officer
Period of report
Jul 9, 2018
Accepted (ET)
Jul 11, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 9, 2018 | A | 1,226 | $0.00 | A | 1,226 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $40.76 | Jul 9, 2018 | A | 22,908 | A | — | Jul 9, 2025 | Common Stock | 22,908 | 22,908 | D |
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in substantially equal installments on each of July 9, 2019, July 9, 2020 and July 9, 2021. Vested restricted stock units will be settled in shares of common stock within 30 days after the applicable vesting date.
- F2This amount consists of 1,226 shares deliverable upon vesting and settlement of restricted stock units.
- F3Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest with respect to 7,636 of the underlying shares in substantially equal installments on each of July 9, 2019, July 9, 2020 and July 9, 2021 and with respect to 15,272 of the underlying shares in substantially equal installments on each of July 9, 2021 and July 9, 2022.