SEC Form 4/A · accession 0001127602-18-023124
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George Oliver
Officer — Chairman & CEO
Period of report
Jul 2, 2018
Accepted (ET)
Jul 11, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jul 2, 2018 | M | 24,468 | $21.22 | A | 748,639 | D | |
| Ordinary Shares | Jul 2, 2018 | M | 54,235 | $13.84 | A | 802,874 | D | |
| Ordinary Shares | Jul 2, 2018 | D | 57,357 | $33.1317 | D | 745,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $13.84 | Jul 2, 2018 | M | 54,235 | D | Oct 7, 2009 | Oct 6, 2018 | Ordinary Shares | 54,235 | 162,707 | D |
| Employee Stock Option (Right to Buy)F1 | $21.22 | Jul 2, 2018 | M | 24,468 | D | Aug 18, 2011 | Aug 17, 2018 | Ordinary Shares | 24,468 | 24,468 | D |
Explanation of responses
- F1This Form 4/A is being filed to include the Table II transactions associated with the stock option exercises that were previously reported on a Form 4 filed July 3, 2018.