SEC Form 4 · accession 0000794367-18-000087
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula A Price
Officer — Chief Financial Officer
Period of report
Jul 9, 2018
Accepted (ET)
Jul 11, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 9, 2018 | A | 9,599 | A | — | — | Common Stock | 9,599 | 9,599 | D |
| Option to Purchase Common StockF3 | $36.46 | Jul 9, 2018 | A | 34,756 | A | — | Jul 9, 2028 | Common Stock | 34,756 | 34,756 | D |
| Option to Purchase Common StockF4 | $36.46 | Jul 9, 2018 | A | 48,400 | A | — | Jul 9, 2028 | Common Stock | 48,400 | 48,400 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Macy's, Inc. common stock.
- F2The restricted stock units vest one-third on each of the first, second and third anniversaries of the date granted.
- F3Grant to reporting person of options to purchase 34,756 shares of common stock under the Issuer's 2018 Equity and Incentive Compensation Plan. The options become exercisable in one third increments on July 9, 2019, July 9, 2020, and July 9, 2021.
- F4Grant to reporting person of options to purchase 48,400 shares of common stock under the Issuer's 2018 Equity and Incentive Compensation Plan. The options become exercisable in one fourth increments on July 9, 2019, July 9, 2020, July 9, 2021, and July 9, 2022.