SEC Form 4 · accession 0001140361-18-032158
Loxo Oncology, Inc. · LOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joshua H. Bilenker
Officer — President & CEO · Director
Period of report
Jul 9, 2018
Accepted (ET)
Jul 11, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 9, 2018 | M | 7,500 | $1.184 | A | 142,907 | D | |
| Common StockF2,F3 | Jul 9, 2018 | S | 900 | $184.8698 | D | 142,007 | D | |
| Common StockF2,F4 | Jul 9, 2018 | S | 1,500 | $186.3849 | D | 140,507 | D | |
| Common StockF2,F5 | Jul 9, 2018 | S | 3,698 | $187.3871 | D | 136,809 | D | |
| Common StockF2,F6 | Jul 9, 2018 | S | 802 | $188.2849 | D | 136,007 | D | |
| Common StockF2,F7 | Jul 9, 2018 | S | 300 | $189.43 | D | 135,707 | D | |
| Common StockF2,F8 | Jul 9, 2018 | S | 300 | $191.6333 | D | 135,407 | D | |
| Common Stock | Jul 10, 2018 | M | 7,500 | $1.184 | A | 142,907 | D | |
| Common StockF2,F9 | Jul 10, 2018 | S | 2,200 | $178.1923 | D | 140,707 | D | |
| Common StockF2,F10 | Jul 10, 2018 | S | 2,200 | $179.0809 | D | 138,507 | D | |
| Common StockF2,F11 | Jul 10, 2018 | S | 1,000 | $180.081 | D | 137,507 | D | |
| Common StockF2,F12 | Jul 10, 2018 | S | 1,300 | $181.2077 | D | 136,207 | D | |
| Common StockF2,F13 | Jul 10, 2018 | S | 800 | $182.8388 | D | 135,407 | D | |
| Common Stock | holding | — | — | — | 30,000 | I | By Joshua H Bilenker, ttee Joshua H Bilenker 2018 GRAT, dated 06/20/2018 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F14 | $1.184 | Jul 9, 2018 | M | 7,500 | D | — | Nov 14, 2023 | Common Stock | 7,500 | 101,432 | D |
| Employee Stock Option (right to buy)F14 | $1.184 | Jul 10, 2018 | M | 7,500 | D | — | Nov 14, 2023 | Common Stock | 7,500 | 93,932 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F10Represents the weighted average sales price per share. The shares sold at prices ranging from $178.60 to $179.49 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F11Represents the weighted average sales price per share. The shares sold at prices ranging from $179.60 to $180.54 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F12Represents the weighted average sales price per share. The shares sold at prices ranging from $180.93 to $181.92 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F13Represents the weighted average sales price per share. The shares sold at prices ranging from $182.50 to $183.19 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F14The options have fully vested and are immediately exercisable.
- F2Represents the aggregate of sales effected on the same day at different prices.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $184.72 to $185.57 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Represents the weighted average sales price per share. The shares sold at prices ranging from $185.73 to $186.70 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5Represents the weighted average sales price per share. The shares sold at prices ranging from $186.94 to $187.91 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F6Represents the weighted average sales price per share. The shares sold at prices ranging from $188.04 to $188.97 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F7Represents the weighted average sales price per share. The shares sold at prices ranging from $189.12 to $190.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F8Represents the weighted average sales price per share. The shares sold at prices ranging from $191.63 to $191.64 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F9Represents the weighted average sales price per share. The shares sold at prices ranging from $177.57 to $178.52 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.