SEC Form 4 · accession 0001225208-18-011606
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Taneli Ruda
Officer — EVP, Chief Strategy Officer
Period of report
Jul 9, 2018
Accepted (ET)
Jul 11, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 9, 2018 | A | 3,403 | A | — | — | Class A Common | 3,403 | 3,403 | D |
| Restricted Stock UnitsF1,F3 | — | Jul 9, 2018 | A | 3,069 | A | — | — | Class A Common | 3,069 | 6,472 | D |
Explanation of responses
- F1Restricted stock units convert into Class A common stock on a one-for-one basis.
- F2Restricted stock units vest in two equal installments beginning on the first and second anniversaries of the reporting person's hire date of July 9, 2018, and are subject to forfeiture under the terms and conditions of the grant.
- F3Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.