SEC Form 4 · accession 0001209191-18-042313
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mikhail Golomb
Officer — Chief Financial Officer
Period of report
Jul 9, 2018
Accepted (ET)
Jul 11, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $10.22 | Jul 9, 2018 | A | 35,000 | A | — | Jul 9, 2028 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1The Option will vest over a three-year vesting schedule with one-third (1/3) vesting on July 9, 2019 and the remaining two-thirds (2/3) vesting in twenty-four (24) equal monthly installments.