SEC Form 4 · accession 0000874977-18-000099
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Eugene English
Officer — Senior Vice President
Period of report
Jul 11, 2018
Accepted (ET)
Jul 12, 2018 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1,F2 | Jul 11, 2018 | M | 2,332 | $17.03 | A | 37,778 | D | |
| Common Shares without par valueF1,F2 | Jul 11, 2018 | S | 2,332 | $31.00 | D | 35,446 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy (NQ) | $17.03 | Jul 11, 2018 | M | 2,332 | D | Mar 3, 2012 | Mar 2, 2021 | Common Shares | 2,332 | 2,332 | D |
Explanation of responses
- F1Transaction pursuant to reporting person's Rule 10b5-1 trading plan. See Item 8.01 of the Form 8-K filed by State Auto Financial Corporation on June 4, 2018.
- F2Includes the following acquisition: 203.412 shares acquired in June 2018 through the State Auto ESPP plan..