Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 13, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

116 filings · trading day Oct 13, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 10, 2017 AForm 4 →	Oct 12, 4:41 pm EDT	DENTSPLY SIRONA Inc.XRAY	Nicholas W AlexosEVP, CAO	38,100	$57.57	$2,193,417	38,100	—
Oct 10, 2017 AForm 4 →	Oct 12, 4:46 pm EDT	DENTSPLY SIRONA Inc.XRAY	Keith J. EblingEVP, Secretary & Gen. Counsel	38,100	$57.57	$2,193,417	38,100	—
Oct 11, 2017 MForm 4 →	Oct 12, 4:03 pm EDT	Milacron Holdings Corp.MCRN	Ira G BootsDirector	101,064	$6.64	$671,065	193,049	—
Oct 11, 2017 CMForm 4 →	Oct 12, 7:27 pm EDT	RingCentral IncRNG	David SipesChief Operating Officer	23,400	$12.89	$100,519	0	—
Oct 11, 2017 SForm 4 →	Oct 13, 2:37 pm EDT	Rosehill Resources Inc.ROSE	Geode Capital Master Fund Ltd. - Geode Diversified Fund10% Owner	63,821	$1.30	$83,192	1,166,418	—
Oct 11, 2017 MForm 4 →	Oct 13, 2:11 pm EDT	Milacron Holdings Corp.MCRN	Ronald M. KrisandaOther	12,520	$6.64	$83,133	513,368	—
Oct 12, 2017 MForm 4 →	Oct 13, 11:57 am EDT	WashingtonFirst Bankshares, Inc.WFBI	William G ReillyDirector	2,430	$9.28	$22,551	0	—
Oct 10, 2017 CMForm 4 →	Oct 12, 7:28 pm EDT	RingCentral IncRNG	Vladimir Shmunis +5CEO & Chairman, Director, 10% Owner	109,000	$1.10	$19,800	5,966,321	—
Jul 13, 2017 AForm 4/A →	Oct 12, 4:02 pm EDT	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	199	$145.71	$18,304	44,762	—
Oct 10, 2017 PForm 4 →	Oct 12, 5:14 pm EDT	Red Rock Resorts, Inc.RRR	Richard J HaskinsPresident	687	$23.46	$16,117	641,566	—
Jul 13, 2017 AForm 4/A →	Oct 12, 4:03 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Exchange Solutions	107	$145.71	$9,853	3,126	—
Jul 13, 2017 AForm 4/A →	Oct 12, 4:01 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Roger F MillayFormer Chief Financial Officer	107	$145.71	$9,824	2,824	—
Jul 13, 2017 AForm 4/A →	Oct 12, 4:05 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	107	$145.71	$9,821	2,458	—
Jul 13, 2017 AForm 4/A →	Oct 12, 4:04 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	103	$145.71	$9,439	2,432	—
Jul 13, 2017 AForm 4/A →	Oct 12, 4:07 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	81	$145.71	$7,497	2,116	—
Oct 10, 2017 AForm 4 →	Oct 12, 7:22 pm EDT	PFIZER INCPFE	Albert BourlaGroup President	36	$36.40	$1,310	10,794	—
Oct 10, 2017 AForm 4 →	Oct 12, 7:22 pm EDT	PFIZER INCPFE	John D YoungGroup President	36	$36.40	$1,310	8,823	—
Oct 10, 2017 AForm 4 →	Oct 12, 7:22 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	18	$36.40	$655	4,263	—
Jul 13, 2017 AForm 4/A →	Oct 12, 4:06 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	6	$145.71	$510	237	—
Oct 11, 2017 AForm 4 →	Oct 12, 4:05 pm EDT	Global Medical REIT Inc.GMRE	Jeffrey BuschChairman, President and CEO, Director	32,787	—	—	111,475	—
Aug 24, 2017 CForm 4 →	Oct 12, 4:07 pm EDT	IMMUNOMEDICS INCIMMU	Behzad Aghazadeh +1Director, 10% Owner	184,000	—	—	0	—	late
Sep 29, 2017 MForm 4 →	Oct 12, 4:10 pm EDT	MEDLEY MANAGEMENT INC.MDLY	Guy Rounsaville Jr.Director	1,430	—	—	0	—	late
Oct 10, 2017 AForm 4 →	Oct 12, 4:11 pm EDT	GelTech Solutions, Inc.GLTC	Warren B Mosler10% Owner	285,714	—	—	285,714	—
Sep 29, 2017 MForm 4 →	Oct 12, 4:15 pm EDT	MEDLEY MANAGEMENT INC.MDLY	Jeffrey T LeedsDirector	2,860	—	—	0	—	late
Oct 10, 2017 MForm 4 →	Oct 12, 4:18 pm EDT	HOLOGIC INCHOLX	Lawrence M LevyDirector	12,774	—	—	0	—
Oct 10, 2017 CForm 4 →	Oct 12, 4:27 pm EDT	CONSTELLATION BRANDS, INC.STZ	Barry A FrombergDirector	2,500	—	—	1,140	—
Oct 10, 2017 AForm 4 →	Oct 12, 4:36 pm EDT	HISTOGENICS CORPHSGX	Stephen Richard KennedyEVP and COO	50,000	—	—	50,000	—
Oct 12, 2017 MForm 4 →	Oct 12, 4:44 pm EDT	Alphatec Holdings, Inc.ATEC	Terry RichChief Executive Officer, Director	500	—	—	0	—
Oct 10, 2017 MForm 4 →	Oct 12, 4:47 pm EDT	MICRON TECHNOLOGY INCMU	Scott J DeboerEVP, Technology Development	16,950	—	—	16,950	—
Oct 10, 2017 MForm 4 →	Oct 12, 4:48 pm EDT	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	7,995	—	—	128,045	—
Oct 10, 2017 AForm 4 →	Oct 12, 4:51 pm EDT	Zayo Group Holdings, Inc.ZAYO	John F Waters Jr.Chief Technology Officer	4,902	—	—	4,902	—
Oct 10, 2017 AForm 4 →	Oct 12, 4:55 pm EDT	Zayo Group Holdings, Inc.ZAYO	Matt SteinfortCFO	5,428	—	—	5,428	—
Oct 10, 2017 MForm 4 →	Oct 12, 4:56 pm EDT	Palo Alto Networks IncPANW	Mark D McLaughlinChief Executive Officer, Director	25,000	—	—	744,935	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:01 pm EDT	Zayo Group Holdings, Inc.ZAYO	Andrew CrouchPresident & COO	16,410	—	—	16,410	—
Oct 10, 2017 MForm 4 →	Oct 12, 5:01 pm EDT	ExlService Holdings, Inc.EXLS	Rohit KapoorCEO & Vice Chairman, Director	15,358	—	—	32,142	—
Oct 10, 2017 MForm 4 →	Oct 12, 5:01 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Yogesh K GuptaChief Executive Officer, Director	22,868	—	—	68,607	—
Oct 10, 2017 MForm 4 →	Oct 12, 5:03 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	417,000	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:05 pm EDT	Zayo Group Holdings, Inc.ZAYO	Daniel CarusoCEO, Director	49,307	—	—	49,307	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:06 pm EDT	WEST CORPWSTC	Thomas B BarkerChairman and CEO, Director	1,167,055	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:07 pm EDT	WEST CORPWSTC	Ronald R. BeaumontPresident Telecom/Safety Svcs	102,669	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:09 pm EDT	WEST CORPWSTC	Nancee R BergerPresident and COO	636,578	—	—	0	—
Oct 10, 2017 MForm 4 →	Oct 12, 5:09 pm EDT	Atkore International Group Inc.ATKR	James A MallakVice President and CFO	101	—	—	287,599	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:10 pm EDT	WEST CORPWSTC	Joseph Scott EtzlerPresident Unified Comm Svcs	247,492	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:12 pm EDT	WEST CORPWSTC	Jon R HansonPresident Interactive Services	144,220	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:14 pm EDT	WEST CORPWSTC	Rodney J. KempkesChief Administrative Officer	171,075	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:15 pm EDT	WEST CORPWSTC	Jan MadsenCFO and Treasurer	128,523	—	—	0	—
Sep 29, 2017 JForm 4 →	Oct 12, 5:16 pm EDT	Sharing Services, Inc.SHRV	ALCHEMIST HOLDINGS LLC10% Owner	50,000,000	—	—	50,000,000	—	late
Oct 10, 2017 DForm 4 →	Oct 12, 5:16 pm EDT	WEST CORPWSTC	David C. MussmanEVP, Secretary and Gen Counsel	309,063	—	—	0	—
Oct 10, 2017 CForm 4 →	Oct 12, 5:16 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	Neil ExterDirector	—	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:18 pm EDT	WEST CORPWSTC	Robert P. ShieldsChief Accounting Officer	7,500	—	—	0	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:20 pm EDT	WEST CORPWSTC	Nicole B TheophilusChief Human Resources Officer	29,566	—	—	0	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:20 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Philip M AndersonDirector	4,537	—	—	2,416	—
Oct 11, 2017 AForm 4 →	Oct 12, 5:20 pm EDT	ABERCROMBIE & FITCH CO /DE/ANF	Scott D. LipeskySVP and CFO	14,959	—	—	14,959	—
Oct 10, 2017 DForm 4 →	Oct 12, 5:21 pm EDT	WEST CORPWSTC	David TreinenEVP-Corp Dev & Planning	309,915	—	—	0	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:21 pm EDT	CARPENTER TECHNOLOGY CORPCRS	I Martin InglisDirector	4,537	—	—	2,416	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:23 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Steven E KarolDirector	4,537	—	—	2,416	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:23 pm EDT	TIFFANY & COTIF	Pamela H CloudSENIOR VICE PRESIDENT	91	—	—	265	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:24 pm EDT	TIFFANY & COTIF	Jean-Marc BellaicheSENIOR VICE PRESIDENT	94	—	—	275	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:24 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Robert R McMasterDirector	4,537	—	—	2,416	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:24 pm EDT	TIFFANY & COTIF	Gretchen Koback-PurselSenior Vice President	32	—	—	64	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:24 pm EDT	TIFFANY & COTIF	Michael D RinaldoVP-CONTRLR PRINC. ACCTG. OFF	4	—	—	4	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:24 pm EDT	TIFFANY & COTIF	Rose Marie BravoDirector	6	—	—	11	—
Oct 11, 2017 MForm 4 →	Oct 12, 5:25 pm EDT	RAMBUS INCRMBS	Laura StarkSVP, GM ESD	2,940	—	—	38,570	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:25 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Gregory A PrattDirector	7,980	—	—	4,142	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:25 pm EDT	TIFFANY & COTIF	Andrew W. HartSENIOR VICE PRESIDENT	81	—	—	232	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:25 pm EDT	TIFFANY & COTIF	Mark J ErcegPrincipal Financial Officer	144	—	—	417	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:25 pm EDT	TIFFANY & COTIF	Caroline D NaggiarSENIOR VICE PRESIDENT	82	—	—	235	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:26 pm EDT	TIFFANY & COTIF	Leigh M. HarlanSENIOR VICE PRESIDENT	97	—	—	286	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:26 pm EDT	TIFFANY & COTIF	Philippe GaltieSenior Vice President	110	—	—	263	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:26 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Kathryn C TurnerDirector	4,537	—	—	2,416	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:26 pm EDT	TIFFANY & COTIF	William A ShutzerDirector	6	—	—	12	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:27 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Jeffrey WadsworthDirector	4,537	—	—	2,416	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:29 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Jr Stephen M WardDirector	4,537	—	—	2,416	—
Oct 10, 2017 CForm 4 →	Oct 12, 5:29 pm EDT	Ladder Capital CorpLADR	GI PARTNERS FUND III LP +610% Owner	1,657,001	—	—	8,154,258	—
Oct 10, 2017 MForm 4 →	Oct 12, 5:38 pm EDT	R F INDUSTRIES LTDRFIL	William ReynoldsDirector	20,000	—	—	40,576	—
Oct 11, 2017 MForm 4 →	Oct 12, 5:48 pm EDT	NETFLIX INCNFLX	Richard N BartonDirector	2,000	—	—	1,528	—
Oct 10, 2017 AForm 4 →	Oct 12, 5:48 pm EDT	TIFFANY & COTIF	Michael Joseph KowalskiDirector	6	—	—	12	—
Oct 10, 2017 MForm 4 →	Oct 12, 5:52 pm EDT	Vectrus, Inc.VEC	Michele Lynn TylerSVP, CLO and Corp. Secretary	3,879	—	—	0	—
Oct 10, 2017 MForm 4 →	Oct 12, 5:57 pm EDT	Vectrus, Inc.VEC	Francis PelosoSVP, CHRO	3,879	—	—	0	—
Oct 6, 2017 AForm 4 →	Oct 12, 5:59 pm EDT	EnteroMedics IncETRM	Naqeeb A. AnsariVP, Int'l Sales & US Vet Hosp.	145,226	—	—	145,226	—	late
Oct 10, 2017 MForm 4 →	Oct 12, 5:59 pm EDT	Vectrus, Inc.VEC	Matthew KleinSVP, Chief Financial Officer	7,953	—	—	0	—
Oct 10, 2017 MForm 4 →	Oct 12, 6:01 pm EDT	INTER PARFUMS INCIPAR	Torres Robert BensoussanDirector	1,000	—	—	0	—
Oct 6, 2017 AForm 4 →	Oct 12, 6:04 pm EDT	EnteroMedics IncETRM	Scott P YoungstromCFO and CCO	284,120	—	—	284,120	—	late
Oct 6, 2017 AForm 4 →	Oct 12, 6:10 pm EDT	EnteroMedics IncETRM	Dan W GladneyChairman, President & CEO	662,975	—	—	662,975	—	late
Oct 10, 2017 XForm 4 →	Oct 12, 6:15 pm EDT	GoDaddy Inc.GDDY	Blake IrvingChief Executive Officer, Director	37,500	—	—	582,719	—
Oct 10, 2017 XForm 4 →	Oct 12, 6:15 pm EDT	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	206,047	—
Oct 10, 2017 XForm 4 →	Oct 12, 6:15 pm EDT	GoDaddy Inc.GDDY	Nima KellyEVP - General Counsel	1,000	—	—	1,000	—
Oct 4, 2017 MForm 4 →	Oct 12, 6:26 pm EDT	NEOGEN CORPNEOG	G Bruce PapeshDirector	4,500	—	—	37,500	—	late
Oct 10, 2017 MForm 4/A →	Oct 12, 6:42 pm EDT	NVIDIA CORPNVDA	Debora ShoquistEVP, Operations	8,626	—	—	0	—
Oct 9, 2017 JForm 4 →	Oct 12, 6:56 pm EDT	CLS Holdings USA, Inc.CLSH	Jeffrey I BinderChairman, President and CEO, Director, 10% Owner	—	—	—	158,082	—	late
Oct 9, 2017 JForm 4 →	Oct 12, 7:09 pm EDT	CLS Holdings USA, Inc.CLSH	Newcan Investment Partners LLC10% Owner	—	—	—	119,998	—	late
Oct 10, 2017 MForm 4 →	Oct 12, 7:10 pm EDT	ANDEAVORANDV	Cynthia J WarnerEVP, Operations	10,169	—	—	0	—
Oct 9, 2017 JForm 4 →	Oct 12, 7:11 pm EDT	CLS Holdings USA, Inc.CLSH	Frank KoretskyDirector, 10% Owner	—	—	—	119,998	—	late
Oct 10, 2017 MForm 4 →	Oct 12, 7:20 pm EDT	ILLUMINA INCILMN	Jay T FlatleyDirector	20,000	—	—	55,000	—
Oct 10, 2017 MForm 4 →	Oct 12, 7:35 pm EDT	BIOTIME INCBTX	Michael D WestCo-Chief Executive Officer, Director	1,563	—	—	15,625	—
Oct 11, 2017 MForm 4 →	Oct 12, 7:36 pm EDT	Science Applications International CorpSAIC	Nazzic S KeeneCOO, Sector President	56,981	—	—	0	—
Oct 10, 2017 CMForm 4 →	Oct 12, 7:41 pm EDT	Facebook IncFB	Michael Todd SchroepferChief Technology Officer	198,768	—	—	0	—
Oct 10, 2017 MForm 4 →	Oct 12, 7:47 pm EDT	Sanchez Energy CorpSN	Howard J Thill Sr.Executive VP & CFO	58,333	—	—	116,667	—
Oct 9, 2017 AForm 4 →	Oct 12, 7:48 pm EDT	PROS Holdings, Inc.PRO	Thomas DzierskEVP, Worldwide Sales	138,842	—	—	59,504	—	late
Oct 10, 2017 MForm 4 →	Oct 12, 9:35 pm EDT	BIOTIME INCBTX	Aditya P. MohantyCo-Chief Executive Officer, Director	4,688	—	—	46,875	—
Oct 10, 2017 MForm 4 →	Oct 12, 9:55 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Lionel BonnotSVP Mktg & Business Dev.	8,500	—	—	23,727	—
Oct 10, 2017 MForm 4 →	Oct 12, 9:55 pm EDT	Chemours CoCC	David C SheltonSVP, GC & Corp. Secretary	13,397	—	—	0	—
Sep 19, 2017 AForm 4 →	Oct 13, 6:09 am EDT	EGAIN CorpEGAN	Eric SmitChief Financial Officer	112,000	—	—	112,000	—	late
Sep 29, 2017 AForm 4 →	Oct 13, 6:17 am EDT	Searchlight Minerals Corp.SRCH	Jordan EstraDirector	18,000	—	—	18,000	—	late
Sep 29, 2017 AForm 4 →	Oct 13, 6:20 am EDT	Searchlight Minerals Corp.SRCH	John Edward MackDirector	18,000	—	—	18,000	—	late
Oct 12, 2017 MForm 4 →	Oct 13, 6:50 am EDT	Yum China Holdings, Inc.YUMC	Angela AiChief Development Officer	26,990	—	—	0	—
Feb 2, 2017 JForm 5 →	Oct 13, 10:40 am EDT	LUBYS INCLUB	Peter TropoliChief Operating Officer, Director	9,290	—	—	100,000	—
Oct 11, 2017 CForm 4 →	Oct 13, 11:50 am EDT	AETHLON MEDICAL INCAEMD	James B FrakesChief Financial Officer	3,250	—	—	39,818	—
Oct 11, 2017 CForm 4 →	Oct 13, 11:51 am EDT	AETHLON MEDICAL INCAEMD	James A JoyceChairman, CEO, Secretary, Director	39,625	—	—	477,189	—
Oct 11, 2017 CForm 4 →	Oct 13, 11:52 am EDT	AETHLON MEDICAL INCAEMD	Rodney S KenleyPresident, Director	3,250	—	—	38,685	—
Oct 12, 2017 MForm 4 →	Oct 13, 2:12 pm EDT	PRICE T ROWE GROUP INCTROW	William J StrombergCEO and President, Director	46,843	—	—	0	—
Oct 11, 2017 AForm 4 →	Oct 13, 2:18 pm EDT	GAP INCGPS	Shawn CurranEVP, Glob Sup Chain & Prod Ops	15,000	—	—	48,502	—
Oct 12, 2017 MForm 4 →	Oct 13, 2:47 pm EDT	EATON VANCE CORPEV	Laurie G HyltonChief Financial Officer	47,501	—	—	0	—
Oct 12, 2017 MForm 4 →	Oct 13, 2:53 pm EDT	Beneficial Bancorp Inc.BNCL	Elizabeth H GemmillDirector	12,649	—	—	27,498	—
Oct 12, 2017 MForm 4 →	Oct 13, 2:53 pm EDT	DOLLAR GENERAL CORPDG	Rhonda TaylorEVP & General Counsel	5,200	—	—	2,726	—
Oct 12, 2017 MForm 4 →	Oct 13, 3:23 pm EDT	VARIAN MEDICAL SYSTEMS INCVAR	Kolleen T KennedyEVP and Pres. Oncology Sys.	1,088	—	—	17,407	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.