SEC Form 4/A · accession 0001127602-17-029774
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gene H Wickes
Officer — Head of Exchange Solutions
Period of report
Jul 13, 2017
Accepted (ET)
Oct 12, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF2,F3,F1 | — | Jul 13, 2017 | A | 68 | A | — | — | Ordinary Shares, nominal value $0.000304635 per share | 68 | 3,086 | D |
| Restricted Share UnitF4,F1 | — | Jul 13, 2017 | A | 39 | A | — | — | Ordinary Shares, nominal value $0.000304635 per share | 39 | 3,126 | D |
Explanation of responses
- F1Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.
- F2Includes restricted share units acquired pursuant to the participant's deferral election under the Willis Towers Watson Non-Qualified Deferred Savings Plan for US Employees (the "Plan").
- F3This Form 4/A amends the original filing made on July 17, 2017 solely to correct the share price set forth in Table II, Column 8, Row 1. Other than the foregoing, no other changes have been made to the original Form 4.
- F4Includes restricted share units acquired pursuant to the Company's matching contribution on the participant's deferral election pursuant to the terms of the Plan and credited to the participant's account in the forms of restricted share units under the Plan.