SEC Form 4 · accession 0001065280-17-000170
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Oct 11, 2017
Accepted (ET)
Oct 12, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 11, 2017 | M | 931 | $17.5671 | A | 7,943 | D | |
| Common StockF1 | Oct 11, 2017 | S | 931 | $195.57 | D | 7,012 | D | |
| Common StockF1 | Oct 11, 2017 | M | 69 | $19.2729 | A | 7,081 | D | |
| Common StockF1 | Oct 11, 2017 | S | 69 | $195.57 | D | 7,012 | D | |
| Common StockF1 | Oct 12, 2017 | M | 1,000 | $19.2729 | A | 8,012 | D | |
| Common StockF1 | Oct 12, 2017 | S | 1,000 | $196.75 | D | 7,012 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $17.5671 | Oct 11, 2017 | M | 931 | D | Feb 1, 2012 | Feb 1, 2022 | Common Stock | 931 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $19.2729 | Oct 11, 2017 | M | 69 | D | Sep 1, 2010 | Sep 1, 2020 | Common Stock | 69 | 2,528 | D |
| Non-Qualified Stock Option (right to buy)F1 | $19.2729 | Oct 12, 2017 | M | 1,000 | D | Sep 1, 2010 | Sep 1, 2020 | Common Stock | 1,000 | 1,528 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation