SEC Form 4/A · accession 0001045810-17-000159
NVIDIA CORP · NVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Debora Shoquist
Officer — EVP, Operations
Period of report
Oct 10, 2017
Accepted (ET)
Oct 12, 2017 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2017 | M | 2,157 | $12.62 | A | 276,789 | D | |
| Common Stock | Oct 10, 2017 | M | 6,469 | $16.00 | A | 283,258 | D | |
| Common StockF3 | Oct 10, 2017 | S | 33,498 | $189.2383 | D | 249,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $12.62 | Oct 10, 2017 | M | 2,157 | D | — | Mar 19, 2023 | Common Stock | 2,157 | 0 | D |
| Stock Option (Right to Buy)F4 | $16.00 | Oct 10, 2017 | M | 6,469 | D | — | Sep 17, 2023 | Common Stock | 6,469 | 0 | D |
Explanation of responses
- F1This transaction was pursuant to a 10b5-1 Plan.
- F2Sale transaction was previously reported on the Reporting Person's Form 4 filed on October 11, 2017.
- F3Represents weighted average sales price. The shares were sold at prices ranging from $187.35 to $192.88. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Fully vested.
Remarks
This amendment is being filed to report the stock option exercises that were omitted from the Reporting Person's Form 4 filed on October 11, 2017 and to correct the number of securities beneficially owned by the Reporting Person following the sale transaction on October 10, 2017, as previously reported in the Form 4 filed on October 11, 2017.