SEC Form 4 · accession 0000906318-17-000073
Milacron Holdings Corp. · MCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald M. Krisanda
Other
Period of report
Oct 11, 2017
Accepted (ET)
Oct 13, 2017 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1 | Oct 11, 2017 | M | 10,000 | $6.64 | A | 85,551 | D | |
| Common StockF2,F1 | Oct 11, 2017 | S | 10,000 | $18.1073 | D | 75,551 | D | |
| Common StockF1 | Oct 12, 2017 | M | 2,520 | $6.64 | A | 78,071 | D | |
| Common StockF1 | Oct 12, 2017 | S | 2,520 | $18.5945 | D | 75,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $6.64 | Oct 11, 2017 | M | 10,000 | D | — | May 8, 2023 | Common Stock, par value $0.01 per share | 10,000 | 515,888 | D |
| Stock Option (right to buy)F4 | $6.64 | Oct 12, 2017 | M | 2,520 | D | — | Aug 6, 2024 | Common Stock, par value $0.01 per share | 2,520 | 513,368 | D |
Explanation of responses
- F1Includes 43,976 restricted shares previously granted.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.12, inclusive. The reporting person undertakes to provide to Milacron Holdings Corp., any security holder of Milacron Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The option was granted on May 8, 2013 and this amount was vested in full as of the transaction date.
- F4The option was granted on August 6, 2014 and this amount was vested in full as of the transaction date.