SEC Form 4 · accession 0001127602-17-029780
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M Levy
Director
Period of report
Oct 10, 2017
Accepted (ET)
Oct 12, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 10, 2017 | M | 9,596 | $18.82 | A | 39,033 | D | |
| Common StockF3,F2 | Oct 10, 2017 | S | 9,596 | $36.809 | D | 29,437 | D | |
| Common StockF2 | Oct 11, 2017 | M | 3,178 | $18.82 | A | 32,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $18.82 | Oct 10, 2017 | M | 9,596 | D | — | Jan 1, 2018 | Common Stock | 9,596 | 3,178 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $18.82 | Oct 11, 2017 | M | 3,178 | D | — | Jan 1, 2018 | Common Stock | 3,178 | 0 | D |
Explanation of responses
- F1Transaction pursuant to an existing Rule 10b5-1 trading plan.
- F2Includes 2,427 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.
- F3The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $36.67 to $36.96 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F4The option became fully vested on January 1, 2012.