SEC Form 5 · accession 0000016099-17-000094
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Tropoli
Officer — Chief Operating Officer · Director
Period of report
Aug 30, 2017
Accepted (ET)
Oct 13, 2017 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $4.49 | Feb 2, 2017 | J | 9,290 | D | Jan 23, 2018 | Jan 23, 2025 | Common Stock | 9,290 | 100,000 | D |
Explanation of responses
- F1A portion of the award granted 1/23/15 was rescinded.