SEC Form 4 · accession 0001127602-17-029793

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 10, 2017

Accepted (ET)

Oct 12, 2017 · 7:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 10, 2017	M	20,000	$70.82	A	539,176	D
Common Stock^F1,F2	Oct 10, 2017	S	9,026	$202.6189	D	530,150	D
Common Stock^F1,F3	Oct 10, 2017	S	10,374	$203.7764	D	519,776	D
Common Stock^F1,F4	Oct 10, 2017	S	600	$204.285	D	519,176	D
Common Stock	holding	—	—		—	140	I	By Daughters

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$70.82	Oct 10, 2017	M	20,000	D	Mar 1, 2011	Feb 1, 2021	Common Stock	20,000	55,000	D

F1The sale was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 9,026 shares sold ranging from $202.11 to $203.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 10,374 shares sold ranging from $203.11 to $204.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 600 shares sold ranging from $204.22 to $204.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.