Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Aug 1, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

217 filings · trading day Aug 1, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 27, 2017 IMForm 4 →	Jul 31, 9:45 pm EDT	CATERPILLAR INCCAT	Bradley M HalversonGroup President & CFO	196,975	$114.37	$1,642,696	999	—
Jul 31, 2017 DForm 4 →	Jul 31, 5:04 pm EDT	Intrawest Resorts Holdings, Inc.SNOW	Travis MayerEVP, CFO & Treasurer	31,357	$23.75	$744,729	0	—
Jul 28, 2017 MForm 4 →	Jul 31, 4:25 pm EDT	DTE ENERGY CODTE	Gerard M AndersonChairman and CEO, Director	12,000	$39.44	$473,300	7,389	—
Aug 1, 2017 MForm 4 →	Aug 1, 2:39 pm EDT	SEI INVESTMENTS COSEIC	N Jeffrey KlauderEXECUTIVE VICE PRESIDENT	30,000	$14.62	$438,600	0	—
Jul 28, 2017 MForm 4 →	Jul 31, 4:52 pm EDT	ZIONS BANCORPORATION /UT/ZION	David E BlackfordExec Vice President	9,256	$28.83	$266,823	5,102	—
Jul 27, 2017 MForm 4 →	Jul 31, 6:27 pm EDT	SKYWEST INCSKYW	Jerry C AtkinDirector	20,000	$13.06	$261,200	19,627	—
Jul 31, 2017 DForm 4 →	Jul 31, 5:05 pm EDT	Intrawest Resorts Holdings, Inc.SNOW	Karen SanfordSVP, Chief GC & Corp Sec	8,624	$23.75	$204,820	0	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:29 pm EDT	NEUROCRINE BIOSCIENCES INCNBIX	Christopher Flint OBrienChief Medical Officer	8,734	$8.65	$75,549	77,266	—
Jul 27, 2017 XForm 4 →	Jul 31, 4:39 pm EDT	United Financial Bancorp, Inc.UBNK	Michael A BarsDirector	5,308	$7.90	$41,933	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:22 pm EDT	MUELLER INDUSTRIES INCMLI	Gary WestermeyerPresident, Refrigeration	1,000	$30.96	$30,960	1,000	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:37 pm EDT	HEMISPHERX BIOPHARMA INCHEB	William M MitchellDirector	25,284	$0.30	$7,585	25,284	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:46 pm EDT	HEMISPHERX BIOPHARMA INCHEB	Stewart AppelrouthDirector	25,284	$0.30	$7,585	25,284	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:14 pm EDT	HEMISPHERX BIOPHARMA INCHEB	Thomas K. EquelsCEO / President, Director	20,786	$0.30	$6,236	20,786	—
Jul 31, 2017 AForm 4 →	Aug 1, 10:15 am EDT	WINNEBAGO INDUSTRIES INCWGO	William C. FisherDirector	125	$36.80	$4,600	4,918	—
Jul 31, 2017 AForm 4 →	Aug 1, 10:19 am EDT	WINNEBAGO INDUSTRIES INCWGO	Martha T RodamakerDirector	125	$36.80	$4,600	9,940	—
Jul 31, 2017 AForm 4 →	Aug 1, 10:10 am EDT	WINNEBAGO INDUSTRIES INCWGO	Robert M ChiusanoDirector	102	$36.80	$3,754	23,270	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:11 pm EDT	VALVOLINE INCVVV	Samuel J MitchellChief Executive Officer, Director	16,025	$22.71	$3,656	189,350	—
Jul 31, 2017 AForm 4 →	Aug 1, 12:50 pm EDT	HEMISPHERX BIOPHARMA INCHEB	Peter W. Rodino IIIDir Govt Relations/Sectry	9,700	$0.30	$2,910	9,700	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:19 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardEVP & Chief Marketing Officer	50	$53.35	$2,646	688	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:22 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	39	$53.35	$2,083	81,115	—
Jul 31, 2017 AForm 4 →	Aug 1, 11:59 am EDT	HEMISPHERX BIOPHARMA INCHEB	Adam PascaleCFO	6,929	$0.30	$2,079	6,929	—
Jul 31, 2017 AForm 4 →	Aug 1, 12:18 pm EDT	HEMISPHERX BIOPHARMA INCHEB	Wayne S. SpringateSr. VP of Operations	6,236	$0.30	$1,871	6,236	—
Jul 28, 2017 AForm 4 →	Aug 1, 9:16 am EDT	CEL SCI CORPCVM	Geert R KerstenChief Exeuctive Officer, Director	180,000	$0.01	$1,800	977,611	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:17 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael R ColeChief Financial Officer	17	$83.85	$1,425	8,562	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:19 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Robert D ColemanExec Vice Pres Manufacturing	17	$83.85	$1,425	7,482	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:20 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Donald L JamesExec VP National Sales	17	$83.85	$1,425	6,159	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:22 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Matthew J MissadChief Executive Officer, Director	17	$83.85	$1,425	23,876	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:26 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael F MordellExec VP International Ops	17	$83.85	$1,425	21,973	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:19 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Chad C. Uhlig-EastinExec Vice Pres Purchasing	17	$83.85	$1,425	5,527	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:20 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Patrick M WebsterPresident and COO	17	$83.85	$1,425	38,173	—
Jul 28, 2017 AForm 4 →	Aug 1, 9:22 am EDT	CEL SCI CORPCVM	Patricia B PrichepSenior Vice President	120,000	$0.01	$1,200	172,422	—
Jul 28, 2017 AForm 4 →	Aug 1, 9:27 am EDT	CEL SCI CORPCVM	Eyal TalorChief Scientific Officer	120,000	$0.01	$1,200	147,860	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:16 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerEVP Finance & CFO	22	$53.35	$1,152	2,111	—
Jul 28, 2017 AForm 4 →	Aug 1, 9:31 am EDT	CEL SCI CORPCVM	John CiprianoSenior Vice President	90,000	$0.01	$900	95,800	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:57 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	James J KavanaughSenior Vice President	6	$144.67	$868	5,097	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:57 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	6	$144.67	$868	6,924	—
Jul 31, 2017 AForm 4 →	Aug 1, 1:35 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	David A. TutasVP Legal, Gen Csl, Secty	9	$83.85	$755	4,075	—
Jul 28, 2017 AForm 4 →	Jul 31, 4:56 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	5	$67.37	$350	6,578	—
Jul 28, 2017 AForm 4 →	Jul 31, 5:32 pm EDT	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	5	$51.62	$233	641	—
Jul 28, 2017 AForm 4 →	Aug 1, 9:36 am EDT	CEL SCI CORPCVM	Peter R YoungDirector	20,000	$0.01	$200	50,587	—
Jul 28, 2017 AForm 4 →	Aug 1, 9:41 am EDT	CEL SCI CORPCVM	Bruno Jean-Marie BaillavoineDirector	20,000	$0.01	$200	37,500	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:20 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Paul A SiracusaExecutive V.P., Global R&D	2	$53.35	$97	19,562	—
Jul 31, 2017 CForm 4 →	Jul 31, 4:01 pm EDT	Cherry Hill Mortgage Investment CorpCHMI	Joseph J MurinDirector	5,000	—	—	2,500	—	amended
Jul 27, 2017 MForm 4 →	Jul 31, 4:03 pm EDT	TEXAS INSTRUMENTS INCTXN	Carrie Smith CoxDirector	14,000	—	—	0	—
Jul 27, 2017 IForm 4 →	Jul 31, 4:06 pm EDT	STATE STREET CORPSTT	Gregory L SummeDirector	7,599	—	—	0	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:09 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	3,105	—	—	38,249	—	amended
Jul 27, 2017 AForm 4 →	Jul 31, 4:10 pm EDT	Anika Therapeutics, Inc.ANIK	Joseph G DarlingPresident	41,609	—	—	41,609	—
Jul 28, 2017 AForm 4 →	Jul 31, 4:11 pm EDT	EQUIFAX INCEFX	Joseph Michael Loughran IIIPres USIS	3,445	—	—	3,445	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:14 pm EDT	GENERAL ELECTRIC COGE	Jeffrey S BornsteinVice Chairman	200,000	—	—	0	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:14 pm EDT	GENERAL ELECTRIC COGE	Elizabeth J ComstockVice Chairman	40,000	—	—	120,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:15 pm EDT	GENERAL ELECTRIC COGE	Alexander DimitriefSenior Vice President	10,000	—	—	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:23 pm EDT	VALVOLINE INCVVV	Craig A. MoughlerSenior Vice President	4,113	—	—	4,113	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:23 pm EDT	RPM INTERNATIONAL INC/DE/RPM	Edward W. MooreSVP, GC & CCO	7,500	—	—	120,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:25 pm EDT	MUELLER INDUSTRIES INCMLI	Mark MillerchipExec. Director - European Ops	12,000	—	—	45,350	—
Jul 27, 2017 XForm 4 →	Jul 31, 4:26 pm EDT	FCB FINANCIAL HOLDINGS, INC.FCB	Les J LiebermanExecutive Vice Chairman, Director	102,788	—	—	340,342	—
Jul 27, 2017 XForm 4 →	Jul 31, 4:27 pm EDT	FCB FINANCIAL HOLDINGS, INC.FCB	Vincent TeseExecutive Chairman, Director	102,788	—	—	561,904	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:27 pm EDT	FCB FINANCIAL HOLDINGS, INC.FCB	Kent S EllertPresident & CEO, Director	20,160	—	—	79,840	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:29 pm EDT	VALVOLINE INCVVV	Anthony R. PuckettPresident, Quick Lubes	4,113	—	—	4,113	—
Jul 28, 2017 MForm 4 →	Jul 31, 4:30 pm EDT	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Anne BusquetDirector	15,000	—	—	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:31 pm EDT	PERMA FIX ENVIRONMENTAL SERVICES INCPESI	Ben NaccaratoChief Financial Officer	50,000	—	—	50,000	—
Jul 17, 2017 PForm 4 →	Jul 31, 4:33 pm EDT	Affinion Group Holdings, Inc.AFGR	Metro SPV LLC +510% Owner	112,590	—	—	1,429,926	—	late
Jul 29, 2017 MForm 4 →	Jul 31, 4:36 pm EDT	WPX ENERGY, INC.WPX	J Kevin VannSVP and CFO	32,095	—	—	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:37 pm EDT	VALVOLINE INCVVV	Frances E. LockwoodChief Technology Officer	4,113	—	—	4,113	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:40 pm EDT	COLGATE PALMOLIVE COCL	Justin SkalaCOO, NA, Eur, AF/Eus & Gl Sus.	89,200	—	—	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:40 pm EDT	VALVOLINE INCVVV	Heidi J. MatheysChief Marketing Officer	4,113	—	—	4,113	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:42 pm EDT	COLGATE PALMOLIVE COCL	John T CahillDirector	8,000	—	—	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:45 pm EDT	PERMA FIX ENVIRONMENTAL SERVICES INCPESI	Mark DuffExecutive Vice President/COO	100,000	—	—	100,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:46 pm EDT	VALVOLINE INCVVV	Thomas A. Gerrald IISenior Vice President	4,113	—	—	4,113	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:50 pm EDT	MUELLER INDUSTRIES INCMLI	Anthony SteinriedeVP - Corporate Controller	1,000	—	—	1,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 4:52 pm EDT	PERMA FIX ENVIRONMENTAL SERVICES INCPESI	Louis F CentofantiPresident and CEO, Director	50,000	—	—	50,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:54 pm EDT	Bojangles', Inc.BOJA	James R. KiblerDirector	25,000	—	—	332,867	—
Jul 31, 2017 MForm 4 →	Jul 31, 4:58 pm EDT	FEDEX CORPFDX	John A EdwardsonDirector	4,400	—	—	0	—
Jul 27, 2017 MForm 4 →	Jul 31, 4:58 pm EDT	INTEL CORPINTC	Diane M BryantEVP and Group President	1,192	—	—	9,534	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:00 pm EDT	DATAWATCH CORPDWCH	Richard De J OsborneDirector	25,000	—	—	25,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:00 pm EDT	ONVIA INCONVI	Irvine N AlpertOther	21,998	—	—	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 5:01 pm EDT	CARRIZO OIL & GAS INCCRZO	Gregory F ConawayVP & Chief Accounting Officer	24,730	—	—	11,458	—
Jul 27, 2017 AForm 4 →	Jul 31, 5:01 pm EDT	CARRIZO OIL & GAS INCCRZO	John Bradley FisherVP & Chief Operating Officer	108,800	—	—	50,408	—
Jul 27, 2017 AForm 4 →	Jul 31, 5:01 pm EDT	CARRIZO OIL & GAS INCCRZO	S P Johnson IVPresident and CEO, Director	191,522	—	—	88,736	—
Jul 27, 2017 AForm 4 →	Jul 31, 5:02 pm EDT	CARRIZO OIL & GAS INCCRZO	Gerald A MortonGeneral Counsel & VP-Bus Dev	58,672	—	—	27,184	—
Jul 27, 2017 AForm 4 →	Jul 31, 5:02 pm EDT	CARRIZO OIL & GAS INCCRZO	David L. PittsVP & Chief Financial Officer	79,802	—	—	36,974	—
Jul 27, 2017 AForm 4 →	Jul 31, 5:02 pm EDT	CARRIZO OIL & GAS INCCRZO	Richard H SmithVice President - Land	40,063	—	—	18,562	—
Jul 31, 2017 DForm 4 →	Jul 31, 5:03 pm EDT	Intrawest Resorts Holdings, Inc.SNOW	Thomas F. MaranoCEO & President, Director	2,640,423	—	—	0	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:12 pm EDT	AMERIPRISE FINANCIAL INCAMP	David Kent StewartSr Vice Pres and Controller	15,471	—	—	1,035	—
Jul 31, 2017 MForm 4 →	Jul 31, 5:12 pm EDT	FIRST MID ILLINOIS BANCSHARES INCFMBH	William S RowlandDirector	5,000	—	—	0	—
Jul 6, 2017 MForm 4 →	Jul 31, 5:13 pm EDT	AMERIPRISE FINANCIAL INCAMP	Joseph Edward SweeneyPres-AWM Products & Services	23,655	—	—	0	—	late
Jul 27, 2017 MForm 4 →	Jul 31, 5:16 pm EDT	Proto Labs IncPRLB	Robert BodorVP/General Manager-Americas	741	—	—	8,000	—
Jul 24, 2017 MForm 4/A →	Jul 31, 5:24 pm EDT	ONVIA INCONVI	Irvine N AlpertOther	502	—	—	0	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:24 pm EDT	CARMAX INCKMX	Thomas W Reedy Jr.EVP & CFO	8,583	—	—	75,675	—
Jul 27, 2017 AForm 4 →	Jul 31, 5:25 pm EDT	EXACT SCIENCES CORPEXAS	Michael S WyzgaDirector	5,273	—	—	5,273	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:32 pm EDT	Inuvo, Inc.INUV	Don Walker Barrett IIIChief Operating Officer	15,000	—	—	30,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:32 pm EDT	Inuvo, Inc.INUV	Richard K HoweChairman & CEO, Director	31,500	—	—	63,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:32 pm EDT	Inuvo, Inc.INUV	Wallace D RuizCFO	11,250	—	—	22,500	—
Jul 28, 2017 MForm 4 →	Jul 31, 5:35 pm EDT	WERNER ENTERPRISES INCWERN	Derek J LeathersPresident & CEO	12,244	—	—	12,756	—
Jul 31, 2017 JForm 4 →	Jul 31, 5:35 pm EDT	ZIOPHARM ONCOLOGY INCZIOP	Randal J Kirk +1Director	1,127	—	—	113,840	—
Jul 28, 2017 AForm 4 →	Jul 31, 5:40 pm EDT	CytoDyn Inc.CYDY	Carl DockeryDirector	83,333	—	—	33,333	—
Jul 25, 2017 MForm 4/A →	Jul 31, 5:41 pm EDT	ONVIA INCONVI	Irvine N AlpertOther	2,500	—	—	0	—
Jul 29, 2017 MForm 4 →	Jul 31, 5:42 pm EDT	CIT GROUP INCCIT	John R RyanDirector	73	—	—	73	—
Jul 31, 2017 MForm 4 →	Jul 31, 5:46 pm EDT	USANA HEALTH SCIENCES INCUSNA	Gilbert A FullerDirector	3,000	—	—	3,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 5:50 pm EDT	Aimmune Therapeutics, Inc.AIMT	Susan E. BarrowcliffeGeneral Manager, Europe	500	—	—	206,790	—
Jul 21, 2017 JForm 4 →	Jul 31, 5:54 pm EDT	KATY INDUSTRIES INCKATY	Victory Park Capital Advisors, LLC +510% Owner	—	—	—	—	—	late
Jul 28, 2017 MForm 4 →	Jul 31, 5:55 pm EDT	Fortive CorpFTV	William W PringleSenior Vice President	1,081	—	—	1,079	—
Jul 28, 2017 MForm 4 →	Jul 31, 5:56 pm EDT	Fortive CorpFTV	Raj RatnakarVP - Strategic Development	538	—	—	536	—
Jul 28, 2017 MForm 4 →	Jul 31, 5:56 pm EDT	Fortive CorpFTV	Charles E McLaughlinSVP - Chief Financial Officer	1,126	—	—	1,124	—
Jul 28, 2017 MForm 4 →	Jul 31, 5:56 pm EDT	Fortive CorpFTV	Stacey A. WalkerSVP - Human Resources	310	—	—	309	—
Jul 28, 2017 MForm 4 →	Jul 31, 5:57 pm EDT	Fortive CorpFTV	James A LicoPresident and CEO, Director	30,852	—	—	30,852	—
Jul 28, 2017 MForm 4 →	Jul 31, 6:02 pm EDT	DUPONT FABROS TECHNOLOGY, INC.DFT	Jeffrey H FosterChief Financial Officer	64,843	—	—	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:09 pm EDT	BROWN FORMAN CORPBFA, BFB	Alejandro A AlvarezSVP, CPO	14,138	—	—	14,138	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:12 pm EDT	BROWN FORMAN CORPBFA, BFB	Campbell P BrownDirector	7,215	—	—	7,215	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:17 pm EDT	BROWN FORMAN CORPBFA, BFB	Ralph E de ChabertSVP, Chief Diversity Officer	5,425	—	—	5,425	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:19 pm EDT	BROWN FORMAN CORPBFA, BFB	Brian P FitzgeraldSVP, Chief Accounting Officer	14,429	—	—	14,429	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:23 pm EDT	BROWN FORMAN CORPBFA, BFB	Kirsten M HawleySVP, Chief HR Officer	23,563	—	—	23,563	—
Jul 27, 2017 MForm 4 →	Jul 31, 6:27 pm EDT	APPLIED OPTOELECTRONICS, INC.AAOI	Chih-Hsiang (Thompson) LinPresident and CEO, Director	80,000	—	—	533,905	—
Jul 31, 2017 MForm 4 →	Jul 31, 6:27 pm EDT	APPLIED OPTOELECTRONICS, INC.AAOI	David C KuoGeneral Counsel and Secretary	300	—	—	300	—
Jul 31, 2017 MForm 4 →	Jul 31, 6:28 pm EDT	Gevo, Inc.GEVO	Mike WillisCFO	80	—	—	946	—
Jul 31, 2017 MForm 4 →	Jul 31, 6:30 pm EDT	Gevo, Inc.GEVO	Christopher Michael RyanPresident and COO	80	—	—	946	—
Jul 31, 2017 MForm 4 →	Jul 31, 6:31 pm EDT	Gevo, Inc.GEVO	Patrick R. GruberChief Executive Officer, Director	91	—	—	1,081	—
Jul 25, 2017 AForm 4/A →	Jul 31, 6:31 pm EDT	REPUBLIC SERVICES, INC.RSG	Kim S PegulaDirector	1,485	—	—	1,485	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:31 pm EDT	BROWN FORMAN CORPBFA, BFB	Thomas HinrichsSVP, Pres. Eur, N.Asia, ANZSEA	9,930	—	—	9,930	—
Jul 31, 2017 MForm 4 →	Jul 31, 6:32 pm EDT	Gevo, Inc.GEVO	Andrew MarshDirector	18	—	—	213	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:33 pm EDT	BROWN FORMAN CORPBFA, BFB	Jill Ackerman JonesExecutive Vice President	24,741	—	—	24,741	—
Jul 31, 2017 MForm 4 →	Jul 31, 6:33 pm EDT	Gevo, Inc.GEVO	Johannes Minho RothDirector	18	—	—	213	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:33 pm EDT	HARLEY DAVIDSON INCHOG	Mark R KornetzkeOther	1,000	—	—	5,027	—
Jul 31, 2017 MForm 4 →	Jul 31, 6:34 pm EDT	Gevo, Inc.GEVO	Ruth DreessenDirector	18	—	—	213	—
Jul 31, 2017 MForm 4 →	Jul 31, 6:35 pm EDT	Gevo, Inc.GEVO	Gary W. MizeDirector	18	—	—	213	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:37 pm EDT	FIRST COMMONWEALTH FINANCIAL CORP /PA/FCF	Brian G KarripEVP-Chief Credit Officer	1,250	—	—	5,050	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:38 pm EDT	BROWN FORMAN CORPBFA, BFB	Mark I McCallumEVP/Pres. Jack Daniel's Brands	25,330	—	—	25,330	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:41 pm EDT	BROWN FORMAN CORPBFA, BFB	Jane C MorreauEVP, Chief Financial Officer	31,810	—	—	31,810	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:43 pm EDT	BROWN FORMAN CORPBFA, BFB	Lisa P SteinerSVP, Chief of Staff	12,665	—	—	12,665	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:45 pm EDT	BROWN FORMAN CORPBFA, BFB	Paul C VargaChairman & CEO, Director	181,433	—	—	181,433	—
Jul 27, 2017 AForm 4 →	Jul 31, 6:49 pm EDT	BROWN FORMAN CORPBFA, BFB	Lawson E WhitingEVP, Chief Brands & Strategy	26,803	—	—	26,803	—
Jul 27, 2017 AMForm 4 →	Jul 31, 6:53 pm EDT	BROWN FORMAN CORPBFA, BFB	Matthew E HamelEVP, Gen Counsel and Secretary	44,729	—	—	21,971	—
Jul 31, 2017 MForm 4 →	Jul 31, 7:00 pm EDT	Horizon Pharma plcHZNP	Vikram KarnaniSVP, Rheumatology Bus. Unit	5,675	—	—	5,675	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:12 pm EDT	QUINSTREET, INCQNST	Nina BhanapChief Technology Officer	40,000	—	—	40,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:15 pm EDT	QUINSTREET, INCQNST	Peter BrooksSenior Vice President	14,000	—	—	14,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 7:15 pm EDT	SEATTLE GENETICS INC /WASGEN	Jonathan G DrachmanCMO & EVP, R & D	10,000	—	—	10,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:18 pm EDT	QUINSTREET, INCQNST	Martin J CollinsSVP & General Counsel	20,000	—	—	20,000	—
Jul 28, 2017 MForm 4 →	Jul 31, 7:19 pm EDT	TORCHMARK CORPTMK	Paul J ZucconiDirector	9,643	—	—	0	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:21 pm EDT	BROWN FORMAN CORPBFA, BFB	George Garvin Brown IVDirector	5,980	—	—	18,511	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:22 pm EDT	QUINSTREET, INCQNST	Gregory WongCFO	40,000	—	—	40,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:23 pm EDT	BROWN FORMAN CORPBFA, BFB	Augusta Brown HollandDirector, 10% Owner	2,201	—	—	5,637	—
Jul 27, 2017 MForm 4 →	Jul 31, 7:23 pm EDT	APPLIED OPTOELECTRONICS, INC.AAOI	Stefan J. MurryChief Financial Officer	3,000	—	—	7,800	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:28 pm EDT	QUINSTREET, INCQNST	Douglas ValentiChief Executive Officer, Director, 10% Owner	100,000	—	—	100,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 7:34 pm EDT	CONSUMER PORTFOLIO SERVICES INCCPSS	John Patrick HartonSr. Vice President	10,000	—	—	0	—
Jul 28, 2017 MForm 4 →	Jul 31, 7:38 pm EDT	TORCHMARK CORPTMK	Gary L ColemanCo-Chairman & CEO, Director	37,500	—	—	37,500	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:48 pm EDT	BROWN FORMAN CORPBFA, BFB	Chavanne Patrick BousquetDirector	2,201	—	—	18,032	—
Jul 27, 2017 AForm 4 →	Jul 31, 7:50 pm EDT	BROWN FORMAN CORPBFA, BFB	Bruce L ByrnesDirector	2,201	—	—	11,984	—
Jul 28, 2017 MForm 4 →	Jul 31, 7:54 pm EDT	TORCHMARK CORPTMK	Larry M HutchisonCo-Chaiman & CEO, Director	37,500	—	—	37,500	—
Jul 27, 2017 MForm 4 →	Jul 31, 8:02 pm EDT	CATERPILLAR INCCAT	Denise C JohnsonGroup President	88,959	—	—	29,554	—
Jul 27, 2017 MForm 4 →	Jul 31, 8:06 pm EDT	QUIDEL CORP /DE/QDEL	Douglas C BryantPresident & CEO, Director	36,000	—	—	473,212	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:22 pm EDT	BROWN FORMAN CORPBFA, BFB	John D. CookDirector	3,540	—	—	19,371	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:24 pm EDT	BROWN FORMAN CORPBFA, BFB	Michael J RoneyDirector	3,540	—	—	15,493	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:25 pm EDT	HOPE BANCORP INCHOPE	David P MaloneSEVP, Chief Operating Officer, Director	17,000	—	—	4,250	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:28 pm EDT	VIVUS INCVVUS	Thomas Braxton KingDirector	125,000	—	—	125,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:28 pm EDT	HOPE BANCORP INCHOPE	David W. KimEVP, Chief Retail Banking Ofc	3,000	—	—	750	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:34 pm EDT	HOPE BANCORP INCHOPE	Jason K KimEVP & Chief Comm Banking Ofc	4,000	—	—	1,000	—
Jul 29, 2017 MForm 4 →	Jul 31, 8:34 pm EDT	REPUBLIC SERVICES, INC.RSG	Catharine D EllingsenEVP/Chief Legal Officer/Sec	498	—	—	1,497	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:34 pm EDT	BROWN FORMAN CORPBFA, BFB	Michael TodmanDirector	2,201	—	—	10,490	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:36 pm EDT	BROWN FORMAN CORPBFA, BFB	Kathleen M. GutmannDirector	2,617	—	—	2,617	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:36 pm EDT	HOPE BANCORP INCHOPE	Douglas GoddardEVP, Chief Financial Officer	4,000	—	—	1,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:40 pm EDT	HOPE BANCORP INCHOPE	Peter KohEVP, Chief Credit Officer	4,000	—	—	1,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:47 pm EDT	HOPE BANCORP INCHOPE	Kyu S. KimSEVP, Eastern Region President	5,000	—	—	1,250	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:49 pm EDT	HOPE BANCORP INCHOPE	Johann Minkyun YouEVP, Chief Risk Officer	5,000	—	—	1,250	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:51 pm EDT	HOPE BANCORP INCHOPE	Alex KoEVP, CFO	4,000	—	—	1,000	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:54 pm EDT	HOPE BANCORP INCHOPE	David Lee SongEVP, Chief Lending Ofc (West)	3,000	—	—	750	—
Jul 27, 2017 AForm 4 →	Jul 31, 8:56 pm EDT	Intersect ENT, Inc.XENT	Drake R. ParkerChief Business Officer	50,000	—	—	50,000	—
Jul 27, 2017 MForm 4 →	Jul 31, 9:57 pm EDT	Corvus Gold Inc.CORVF	Carl BrechtelCHIEF OPERATING OFFICER	100,000	—	—	0	—
Jul 26, 2017 MForm 4 →	Jul 31, 9:57 pm EDT	Corvus Gold Inc.CORVF	Peggy WuCHIEF FINANCIAL OFFICER	50,000	—	—	0	—	late
Jul 28, 2017 AForm 4 →	Aug 1, 6:51 am EDT	ASPEN INSURANCE HOLDINGS LTDAHL	Timothy Paul AmanGroup Chief Risk Officer	14,403	—	—	10,802	—
Jul 31, 2017 AForm 4 →	Aug 1, 8:06 am EDT	AMPHENOL CORP /DE/APH	Jean-Luc GavelleVice President	137,000	—	—	137,000	—
Jul 27, 2017 MForm 4 →	Aug 1, 8:54 am EDT	SAExploration Holdings, Inc.SAEX	Jeff HastingsChairman and CEO, Director	29,418	—	—	58,834	—	late
Jul 27, 2017 MForm 4 →	Aug 1, 8:57 am EDT	SAExploration Holdings, Inc.SAEX	Mike ScottSr. VP	11,248	—	—	22,495	—	late
Jul 27, 2017 MForm 4 →	Aug 1, 9:01 am EDT	SAExploration Holdings, Inc.SAEX	Brian A BeattyChief Operating Officer, Director	29,418	—	—	58,834	—	late
Jul 28, 2017 MForm 4 →	Aug 1, 9:01 am EDT	BOSTON BEER CO INCSAM	David L. GrinnellVice President of Brewing	2,628	—	—	22,372	—
Jul 27, 2017 MForm 4 →	Aug 1, 9:04 am EDT	SAExploration Holdings, Inc.SAEX	Ryan AbneyVP - Finance	5,192	—	—	10,382	—	late
Jul 27, 2017 MForm 4 →	Aug 1, 9:07 am EDT	SAExploration Holdings, Inc.SAEX	Brent WhiteleyCFO, Gen. Counsel, Secretary	23,361	—	—	46,721	—	late
Jul 27, 2017 MForm 4 →	Aug 1, 9:09 am EDT	SAExploration Holdings, Inc.SAEX	Darin SilvernagleVP - Marine	5,192	—	—	10,382	—	late
Jul 28, 2017 MForm 4 →	Aug 1, 9:50 am EDT	Ally Financial Inc.ALLY	Jeffrey Jonathan BrownChief Executive Officer, Director	498	—	—	5,475	—
Jul 28, 2017 MForm 4 →	Aug 1, 9:50 am EDT	Ally Financial Inc.ALLY	David J DebrunnerVP, CAO, Controller	124	—	—	1,357	—
Jul 28, 2017 MForm 4 →	Aug 1, 9:50 am EDT	Ally Financial Inc.ALLY	Christopher A HalmyChief Financial Officer	242	—	—	2,661	—
Jul 28, 2017 MForm 4 →	Aug 1, 9:51 am EDT	Ally Financial Inc.ALLY	Diane E. MoraisPresident, Ally Bank	277	—	—	3,044	—
Jul 28, 2017 MForm 4 →	Aug 1, 9:51 am EDT	Ally Financial Inc.ALLY	Timothy M. RussiPresident, Auto Finance	304	—	—	3,346	—
Jul 31, 2017 MForm 4 →	Aug 1, 9:54 am EDT	VICOR CORPVICR	Robert F RussellOther	4,000	—	—	4,000	—
Jul 31, 2017 MForm 4 →	Aug 1, 10:28 am EDT	Chubb LtdCB	Timothy Alan BoroughsExecutive Vice President*	15,555	—	—	128,794	—
Jul 28, 2017 GForm 4 →	Aug 1, 11:32 am EDT	STEELCASE INCNYSE: SCS	Jennifer C NiemannDirector	8,080	—	—	64,258	—
Jul 28, 2017 AForm 4/A →	Aug 1, 12:22 pm EDT	BEASLEY BROADCAST GROUP INCBBGI	George G BeasleyChairman, Director, 10% Owner	45,000	—	—	45,000	—
Jul 28, 2017 AForm 4/A →	Aug 1, 12:23 pm EDT	BEASLEY BROADCAST GROUP INCBBGI	Caroline BeasleyChief Executive Officer, Director, 10% Owner	75,000	—	—	75,000	—
Jul 28, 2017 AForm 4/A →	Aug 1, 12:24 pm EDT	BEASLEY BROADCAST GROUP INCBBGI	Bruce G BeasleyPresident, Director, 10% Owner	75,000	—	—	75,000	—
Jul 28, 2017 AForm 4/A →	Aug 1, 12:25 pm EDT	BEASLEY BROADCAST GROUP INCBBGI	Brian E BeasleyVice President of Operations, Director, 10% Owner	75,000	—	—	75,000	—
Jul 28, 2017 AForm 4/A →	Aug 1, 12:27 pm EDT	BEASLEY BROADCAST GROUP INCBBGI	Marie TedescoCFO and Vice President	45,000	—	—	45,000	—
Jul 30, 2017 CForm 4 →	Aug 1, 12:59 pm EDT	QS Energy, Inc.QSEP	Don DicksonDirector	385,000	—	—	1,456,203	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:17 pm EDT	WELLS FARGO & COMPANY/MNWFC	Hope A. HardisonSr. Executive Vice President	2,306	—	—	4,611	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:23 pm EDT	WELLS FARGO & COMPANY/MNWFC	Michael J LoughlinSr. Executive Vice President	2,306	—	—	4,611	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:33 pm EDT	WELLS FARGO & COMPANY/MNWFC	Avid ModjtabaiSr. Executive Vice President	4,612	—	—	9,223	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:41 pm EDT	WELLS FARGO & COMPANY/MNWFC	John R. ShrewsberrySenior Executive VP & CFO	4,612	—	—	9,223	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:42 pm EDT	HASBRO INCHAS	Brian GoldnerChairman & CEO	205,656	—	—	0	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:48 pm EDT	WELLS FARGO & COMPANY/MNWFC	Timothy J SloanCEO & President, Director	6,918	—	—	13,835	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:14 pm EDT	GSI TECHNOLOGY INCGSIT	Bor-Tay WuVP, Taiwan Operations	40,000	—	—	40,000	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:16 pm EDT	GSI TECHNOLOGY INCGSIT	Robert YauVP, Engin., Sect. & Director, Director	40,000	—	—	40,000	—
Jul 28, 2017 AForm 4 →	Aug 1, 2:20 pm EDT	SOCKET MOBILE, INC.SCKT	Nelson C ChanDirector	8,000	—	—	15,000	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:25 pm EDT	GSI TECHNOLOGY INCGSIT	Didier LasserreVP, Sales	30,000	—	—	30,000	—
Jul 28, 2017 MForm 4 →	Aug 1, 2:26 pm EDT	INOVIO PHARMACEUTICALS, INC.INO	Jong Joseph KimChief Executive Officer, Director	61,325	—	—	0	—
May 15, 2017 AMForm 4 →	Aug 1, 2:27 pm EDT	PROCTER & GAMBLE CoPG	Suranjan MagesvaranPresident - Asia Pacific SMO	12,255	—	—	0	—	late
Jul 28, 2017 AForm 4 →	Aug 1, 2:27 pm EDT	SOCKET MOBILE, INC.SCKT	Brenton Earl MacDonaldDirector	7,000	—	—	14,000	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:30 pm EDT	GSI TECHNOLOGY INCGSIT	Douglas SchirleCFO	40,000	—	—	40,000	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:34 pm EDT	GSI TECHNOLOGY INCGSIT	Lee-Lean ShuPresident, CEO and Chairman, Director, 10% Owner	100,000	—	—	100,000	—
Jul 28, 2017 AForm 4 →	Aug 1, 2:35 pm EDT	SOCKET MOBILE, INC.SCKT	Charlie BassDirector	10,000	—	—	245,750	—
Jul 31, 2017 AForm 4 →	Aug 1, 2:37 pm EDT	GSI TECHNOLOGY INCGSIT	Ping Tak WuVP, U.S. Operations	30,000	—	—	30,000	—
Jul 28, 2017 DForm 4 →	Aug 1, 2:59 pm EDT	RIGHTSIDE GROUP, LTD.NAME	Taryn Jogi NaiduChief Executive Officer, Director	382,380	—	—	0	—
Jul 28, 2017 DForm 4 →	Aug 1, 3:02 pm EDT	RIGHTSIDE GROUP, LTD.NAME	Wayne M. MacLaurinChief Technology Officer	40,536	—	—	0	—
Jul 28, 2017 DForm 4 →	Aug 1, 3:05 pm EDT	RIGHTSIDE GROUP, LTD.NAME	Tracy KnoxChief Financial Officer	173,962	—	—	0	—
Jul 28, 2017 DForm 4 →	Aug 1, 3:07 pm EDT	RIGHTSIDE GROUP, LTD.NAME	Richard DanisGeneral Counsel	40,536	—	—	0	—
Jul 28, 2017 DForm 4 →	Aug 1, 3:09 pm EDT	RIGHTSIDE GROUP, LTD.NAME	Matthew DelgadoSenior VP, Operations	40,747	—	—	0	—
Jul 31, 2017 MForm 4 →	Aug 1, 3:10 pm EDT	Telenav, Inc.TNAV	Evan BergVP Corp. Dev.& Strategy	5,000	—	—	10,000	—
Jun 8, 2017 MForm 4/A →	Aug 1, 3:26 pm EDT	KENNAMETAL INCKMT	Timothy R McLevishDirector	7,000	—	—	0	—
Jul 31, 2017 MForm 4 →	Aug 1, 3:40 pm EDT	TERADATA CORP /DE/TDC	Stephen Mark ScheppmannEVP & Chief Financial Officer	50,752	—	—	0	—
Jul 28, 2017 MForm 4 →	Aug 1, 3:41 pm EDT	REALNETWORKS INCRNWK	Robert GlaserChairman and CEO, Director, 10% Owner	96,277	—	—	0	—
Jul 17, 2017 AForm 4 →	Aug 1, 3:58 pm EDT	NovaBay Pharmaceuticals, Inc.NBY	John Joseph McGovernCFO and Treasurer	100,000	—	—	100,000	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.