SEC Form 4 · accession 0000944075-17-000033
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlie Bass
Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $3.88 | Jul 28, 2017 | A | 10,000 | A | — | Jul 28, 2027 | Common | 10,000 | 245,750 | D |
Explanation of responses
- F1Vests monthly over a 24 month period commencing June 14, 2017.