SEC Form 4 · accession 0001448779-17-000002
PERMA FIX ENVIRONMENTAL SERVICES INC · PESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben Naccarato
Officer — Chief Financial Officer
Period of report
Jul 27, 2017
Accepted (ET)
Jul 31, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $3.65 | Jul 27, 2017 | A | 50,000 | A | — | Jul 27, 2023 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Incentive Stock Option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year and is exercisable at $3.65 per share.