SEC Form 4 · accession 0001394413-17-000012
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee-Lean Shu
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jul 31, 2017
Accepted (ET)
Aug 1, 2017 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.26 | Jul 31, 2017 | A | 100,000 | A | — | Jul 31, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2021.