SEC Form 4 · accession 0001236031-17-000012
CEL SCI CORP · CVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geert R Kersten
Officer — Chief Exeuctive Officer · Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 9:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725363
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $2.18 | Jul 28, 2017 | A | 180,000 | A | — | Jul 27, 2027 | Common Stock | 180,000 | 977,611 | D |
Explanation of responses
- F1The stock options vest in three (3) equal annual installments commencing one year after the grant date.