SEC Form 4 · accession 0001407739-17-000090
DUPONT FABROS TECHNOLOGY, INC. · DFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Foster
Officer — Chief Financial Officer
Period of report
Jul 28, 2017
Accepted (ET)
Jul 31, 2017 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001407739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2017 | A | 16,938 | $23.79 | A | 40,447 | D | |
| Common Stock | Jul 28, 2017 | A | 21,589 | $22.57 | A | 62,036 | D | |
| Common Stock | Jul 28, 2017 | A | 26,316 | $22.62 | A | 88,352 | D | |
| Common StockF1 | Jul 28, 2017 | S | 64,843 | $61.4913 | D | 23,509 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified StockF2 | $23.79 | Jul 28, 2017 | M | 16,938 | D | — | Feb 24, 2021 | Common Stock | 16,938 | 0 | D |
| Non-qualified Stock OptionF3 | $22.57 | Jul 28, 2017 | M | 21,589 | D | — | Feb 23, 2022 | Common Stock | 21,589 | 0 | D |
| Non-qualified Stock OptionF4 | $22.62 | Jul 28, 2017 | M | 26,316 | D | — | Feb 21, 2023 | Common Stock | 26,316 | 0 | D |
Explanation of responses
- F1Represents the weighted average per share sale price, with per share sale price ranging from $61.00 to $61.65. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Stock options vest one third on each March 1, 2012, 2013, and 2014.
- F3Stock options vest one third on each March 1, 2013, 2014, and 2015.
- F4Stock options vest one third on each March 1, 2014, 2015, and 2016.