SEC Form 4/A · accession 0001209191-17-046746

ONVIA INC · ONVI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Other

Period of report

Jul 24, 2017

Accepted (ET)

Jul 31, 2017 · 5:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001100917

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 24, 2017	S	502	$4.34	D	71,164	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option Grant (right to buy)^F2,F3	$3.00	Jul 24, 2017	M	502	D	—	Aug 31, 2017	Common Stock	502	0	D

F1This transaction was executed in multiple trades at prices ranging from $4.25 to $4.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 1/5th of the original number of options on the first anniversary of the date of grant and 1/48th of the original number of options at the end of each month thereafter so long as the reporting person remains an employee of Onvia.
F3Upon the reporting person's termination of employment on May 30, 2017, the 2008 Equity Incentive Plan provides that the reporting person has 3 months to exercise any outstanding exercisable options.

Inadvertently noted transaction date as 4/24/2017 in Table 1 in original filing and completion of Table II.