Company · CIK 0000893847 · SIC 6021 — National Commercial Banks · Nasdaq

HAWTHORN BANCSHARES, INC. · HWBK

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $557k · 63sales $0 · 0net $557k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 26, 2026 PForm 4 →	Aug 28, 2:53 pm EDT	Shawna M. HettingerDirector	1,300	$38.47	$50,000	5,424	+31.5%
Jun 2, 2026 AForm 4 →	Jun 4, 5:07 pm EDT	James Grant BurchamDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 1:40 pm EDT	Frank E. BurkheadDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 12:57 pm EDT	Jonathan L StatesDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 12:53 pm EDT	Shawna M. HettingerDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 12:51 pm EDT	Philip D FreemanDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 12:48 pm EDT	Kevin L RileyDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 12:46 pm EDT	Gus Seitter Wetzel IIIDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 12:43 pm EDT	Jonathan HoltawayDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 12:41 pm EDT	David T TurnerDirector	500	—	—	500	—
Jun 2, 2026 AForm 4 →	Jun 4, 12:39 pm EDT	Douglas Todd EdenDirector	500	—	—	500	—
Dec 19, 2018 PForm 4 →	Dec 19, 4:57 pm EST	Gus Seitter Wetzel IIIDirector	1,000	$23.31	$23,310	3,633	+38.0%	plan?
Dec 19, 2018 PForm 4 →	Dec 19, 4:42 pm EST	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT, Director	500	$23.31	$11,655	17,806	+2.89%	plan?
Dec 19, 2018 PForm 4 →	Dec 19, 4:30 pm EST	David T TurnerCHIEF EXECUTIVE OFFICER, Director	500	$23.31	$11,655	29,326	+1.73%	plan?
Dec 19, 2018 PForm 4 →	Dec 19, 4:14 pm EST	Philip D FreemanDirector	500	$23.31	$11,655	76,359	+0.66%	plan?
Dec 19, 2018 PForm 4 →	Dec 19, 4:04 pm EST	Kevin L RileyDirector	500	$23.31	$11,655	24,508	+2.08%	plan?
Sep 21, 2018 FMForm 4 →	Sep 25, 2:48 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	15,338	$17.62	$270,216	28,718	—	plan?
Aug 31, 2018 FMForm 4 →	Sep 6, 2:26 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT, Director	2,990	$17.41	$52,061	17,232	—	plan? late
Aug 3, 2018 PForm 4 →	Aug 7, 6:04 pm EDT	Frank E. BurkheadDirector	329	$21.70	$7,139	9,308	+3.66%	plan?
Aug 3, 2018 PForm 4 →	Aug 7, 5:59 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT, Director	328	$21.70	$7,118	16,556	+2.02%	plan?
Aug 3, 2018 PForm 4 →	Aug 7, 5:50 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	329	$21.70	$7,139	25,028	+1.33%	plan?
Aug 3, 2018 PForm 4 →	Aug 7, 5:38 pm EDT	Philip D FreemanDirector	329	$21.70	$7,139	75,858,665	+0.00%	plan?
Aug 3, 2018 PForm 4 →	Aug 7, 5:30 pm EDT	Kevin L RileyDirector	329	$21.70	$7,139	24,008	+1.39%	plan?
May 17, 2018 PForm 4 →	May 17, 5:49 pm EDT	Frank E. BurkheadDirector	429	$22.00	$9,438	8,597	+5.25%	plan?
May 17, 2018 PForm 4 →	May 17, 5:37 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT, Director	428	$22.00	$9,416	15,536	+2.83%	plan?
May 17, 2018 PForm 4 →	May 17, 5:32 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	428	$22.00	$9,416	23,645	+1.84%	plan?
May 17, 2018 PForm 4 →	May 17, 5:27 pm EDT	Kevin L RileyDirector	428	$22.00	$9,416	22,768	+1.92%	plan?
May 17, 2018 PForm 4 →	May 17, 5:11 pm EDT	Philip D FreemanDirector	429	$22.00	$9,438	72,625	+0.59%	plan?
Nov 28, 2017 PForm 4 →	Nov 29, 5:00 pm EST	Frank E. BurkheadDirector	334	$20.25	$6,764	8,112	+4.29%	plan?
Nov 28, 2017 PForm 4 →	Nov 29, 4:22 pm EST	David T TurnerCHIEF EXECUTIVE OFFICER, Director	333	$20.25	$6,743	23,061	+1.47%	plan?
Nov 28, 2017 PForm 4 →	Nov 29, 4:04 pm EST	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT, Director	333	$20.25	$6,743	15,006	+2.27%	plan?
Nov 28, 2017 PForm 4 →	Nov 29, 3:37 pm EST	Kevin L RileyDirector	333	$20.25	$6,743	22,340	+1.51%	plan?
Nov 28, 2017 PForm 4 →	Nov 29, 3:21 pm EST	Philip D FreemanDirector	333	$20.25	$6,743	72,196	+0.46%	plan?
Jul 26, 2017 PForm 4 →	Jul 28, 3:12 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT, Director	375	$20.75	$7,781	14,624	+2.63%	plan?
Jul 26, 2017 PForm 4 →	Jul 28, 12:49 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	375	$20.75	$7,781	22,651	+1.68%	plan?
Jul 26, 2017 PForm 4 →	Jul 28, 12:10 pm EDT	Frank E. BurkheadDirector	375	$20.75	$7,781	7,752	+5.08%	plan?
Jul 26, 2017 PForm 4 →	Jul 28, 11:37 am EDT	Philip D FreemanDirector	375	$20.75	$7,781	71,863	+0.52%	plan?
Jul 26, 2017 PForm 4 →	Jul 28, 11:22 am EDT	Kevin L RileyDirector	375	$20.75	$7,781	22,007	+1.73%	plan?
Feb 23, 2017 PForm 4 →	Feb 24, 11:37 am EST	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT	500	$19.95	$9,975	13,620	+3.81%	plan?
Feb 23, 2017 PForm 4 →	Feb 24, 11:21 am EST	Frank E. BurkheadDirector	500	$19.95	$9,975	7,051	+7.63%	plan?
Feb 23, 2017 PForm 4 →	Feb 24, 11:06 am EST	David T TurnerCHIEF EXECUTIVE OFFICER, Director	500	$19.95	$9,975	21,294	+2.40%	plan?
Feb 23, 2017 PForm 4 →	Feb 24, 10:34 am EST	Kevin L RileyDirector	500	$19.95	$9,975	20,800	+2.46%	plan?
Feb 23, 2017 PForm 4 →	Feb 24, 10:22 am EST	Philip D FreemanDirector	500	$19.95	$9,975	68,738	+0.73%	plan?
Nov 29, 2016 PForm 4 →	Nov 30, 3:14 pm EST	Frank E. BurkheadDirector	2,523	$17.03	$42,978	6,529	+63.0%	plan?
Nov 18, 2016 PForm 4 →	Nov 18, 3:41 pm EST	David T TurnerCHIEF EXECUTIVE OFFICER, Director	304	$14.90	$4,530	20,724	+1.49%	plan?
Nov 18, 2016 PForm 4 →	Nov 18, 3:21 pm EST	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT	304	$14.90	$4,525	13,076	+2.38%	plan?
Sep 30, 2016 PForm 4 →	Oct 4, 4:10 pm EDT	Kevin L RileyDirector	457	$14.40	$6,581	20,300	+2.30%	plan?
Sep 30, 2016 PForm 4 →	Oct 4, 3:54 pm EDT	Philip D FreemanDirector	457	$14.40	$6,581	68,238	+0.67%	plan?
Sep 30, 2016 PForm 4 →	Oct 4, 3:41 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	458	$14.40	$6,595	20,353	+2.30%	plan?
Sep 30, 2016 PForm 4 →	Oct 4, 3:22 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT	457	$14.40	$6,581	12,731	+3.72%	plan?
Aug 19, 2016 PForm 4 →	Aug 19, 4:00 pm EDT	Frank E. BurkheadDirector	1,600	$14.12	$22,597	3,992	+66.9%	plan?
May 25, 2016 PForm 4 →	May 25, 3:57 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT	300	$14.55	$4,365	11,762	+2.62%	plan?
May 25, 2016 PForm 4 →	May 25, 3:46 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	300	$14.55	$4,365	19,065	+1.60%	plan?
Apr 5, 2016 PForm 4 →	Apr 5, 4:04 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	375	$14.96	$5,610	18,765	+2.04%	plan?
Apr 5, 2016 PForm 4 →	Apr 5, 3:45 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT	375	$14.96	$5,610	11,462	+3.38%	plan?
Apr 5, 2016 PForm 4 →	Apr 5, 3:16 pm EDT	Gus S Wetzel IIDirector	375	$14.96	$5,610	80,506	+0.47%	plan?
Apr 5, 2016 PForm 4 →	Apr 5, 2:52 pm EDT	Philip D FreemanDirector	375	$14.96	$5,610	65,174	+0.58%	plan?
Apr 5, 2016 PForm 4 →	Apr 5, 2:41 pm EDT	Kevin L RileyDirector	375	$14.96	$5,610	19,080	+2.00%	plan?
Apr 5, 2016 PForm 4 →	Apr 5, 2:29 pm EDT	Frank E. BurkheadDirector	375	$14.96	$5,610	2,293	+19.6%	plan?
Dec 21, 2015 PForm 4 →	Dec 22, 4:45 pm EST	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT	334	$15.01	$5,013	11,016	+3.13%	plan?
Dec 21, 2015 PForm 4 →	Dec 22, 4:34 pm EST	David T TurnerCHIEF EXECUTIVE OFFICER, Director	334	$15.01	$5,013	18,272	+1.86%	plan?
Dec 21, 2015 PForm 4 →	Dec 22, 4:00 pm EST	Kevin L RileyDirector	333	$15.01	$4,998	18,705	+1.81%	plan?
Dec 21, 2015 PForm 4 →	Dec 22, 3:48 pm EST	Philip D FreemanDirector	333	$15.01	$4,998	64,799	+0.52%	plan?
Nov 25, 2015 PForm 4 →	Nov 30, 5:19 pm EST	David T TurnerCHIEF EXECUTIVE OFFICER, Director	437	$14.20	$6,205	17,938	+2.50%	plan?
Nov 25, 2015 PForm 4 →	Nov 30, 5:00 pm EST	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT	437	$14.20	$6,205	10,682	+4.27%	plan?
Nov 25, 2015 PForm 4/A →	Nov 30, 4:24 pm EST	Gus S Wetzel IIDirector	438	$14.20	$6,220	80,131	+0.55%	plan?
Nov 25, 2015 PForm 4/A →	Nov 30, 4:00 pm EST	Frank E. BurkheadDirector	438	$14.20	$6,220	1,905	+29.9%	plan?
Nov 25, 2015 PForm 4/A →	Nov 30, 3:37 pm EST	Philip D FreemanDirector	438	$14.20	$6,220	64,466	+0.68%	plan?
Nov 25, 2015 PForm 4 →	Nov 30, 3:11 pm EST	Kevin L RileyDirector	438	$14.20	$6,220	18,372	+2.44%	plan?
Jun 26, 2015 PForm 4 →	Jun 30, 12:57 pm EDT	Kevin L RileyDirector	375	$13.97	$5,239	17,259	+2.22%	plan?
Jun 26, 2015 PForm 4 →	Jun 30, 12:56 pm EDT	Frank E. BurkheadDirector	375	$13.97	$5,239	1,417	+36.0%	plan?
Jun 26, 2015 PForm 4 →	Jun 30, 12:55 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT	375	$13.97	$5,239	9,800	+3.98%	plan?
Jun 26, 2015 PForm 4 →	Jun 30, 12:53 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	375	$13.97	$5,239	16,729	+2.29%	plan?
Jun 26, 2015 PForm 4 →	Jun 30, 12:52 pm EDT	Gus S Wetzel IIDirector	375	$13.97	$5,239	76,643	+0.49%	plan?
Jun 26, 2015 PForm 4 →	Jun 30, 12:50 pm EDT	Philip D FreemanDirector	375	$13.97	$5,239	61,580	+0.61%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 21, 2018 MForm 4 →	Sep 25, 2:48 pm EDT	David T TurnerCHIEF EXECUTIVE OFFICER, Director	9,514	—	—	0	—
Aug 31, 2018 MForm 4 →	Sep 6, 2:26 pm EDT	Kathleen L BruegenhemkeSENIOR VICE PRESIDENT, Director	1,833	—	—	—	—	late