SEC Form 4 · accession 0001415889-17-001288
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen L Bruegenhemke
Officer — SENIOR VICE PRESIDENT · Director
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2017 | P | 375 | $20.75 | A | 14,624 | D | |
| Common StockF2 | holding | — | — | — | 3,400 | I | IRA | |
| Common StockF3 | holding | — | — | — | 41,425 | I | Profit Sharing Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired since last report pursuant to Company DRIP program and July 1, 2017 4% stock dividend.
- F2Includes shares acquired since last report from the Company's July 1, 2017 stock dividend.
- F3Includes shares acquired since last report pursuant to Company profit sharing trust.